ICON ADVISERS INC/CO Information

5299 DTC BOULEVARD, GREENWOOD VILLAGE, Colorado, 80111, (303) 790-1600

Report Date: 09/30/2014

Position Statistics

Total Positions 374
New Positions 51
Increased Positions 169
Decreased Positions 134
Positions with Activity 303
Sold Out Positions 66
Total Mkt Value (in $ millions) 1,694

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.03%
Capital Goods 2.44%
Conglomerates 0.29%
Consumer Cyclical 2.55%
Consumer/Non-Cyclical 3.51%
Energy 28.74%
Financial 9.77%
Healthcare 12.26%
Services 13.74%
Technology 5.27%
Transportation 4.59%
Utilities 7.06%

66 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABBOTT LABS COM -2,821 Sold Out 0
AIRGAS INC COM -1,180 Sold Out 0
ALLIANCE RES PARTNER L P UT LTD PART -11,389 Sold Out 0
AMC NETWORKS INC CL A -1,085 Sold Out 0
AMERICAN HOMES 4 RENT PART PFD B 5% -4,385 Sold Out 0
AMERISOURCEBERGEN CORP COM -3,383 Sold Out 0
AQUA AMERICA INC COM -1,047 Sold Out 0
ATWOOD OCEANICS INC COM -773 Sold Out 0
AVISTA CORP COM -1,724 Sold Out 0
BOSTON SCIENTIFIC CORP COM -700 Sold Out 0
BUNGE LIMITED PREF PERP CONV -347 Sold Out 0
CF INDS HLDGS INC COM -697 Sold Out 0
CIGNA CORPORATION COM -4,411 Sold Out 0
COHERENT INC COM -753 Sold Out 0
CONNS INC COM -656 Sold Out 0
COOPER COS INC COM NEW -3,949 Sold Out 0
DELAWARE INVTS DIV & INCOME FD COM -2,754 Sold Out 0
DIGITAL RLTY TR INC PFD-E -1,306 Sold Out 0
DISCOVER FINL SVCS DEP SHS -354 Sold Out 0
EXPRESS SCRIPTS HLDG CO COM -1,718 Sold Out 0