ICON ADVISERS INC/CO Information

5299 DTC BOULEVARD, GREENWOOD VILLAGE, Colorado, 80111, (303) 790-1600

Report Date: 03/31/2014

Position Statistics

Total Positions 352
New Positions 65
Increased Positions 121
Decreased Positions 103
Positions with Activity 224
Sold Out Positions 46
Total Mkt Value (in $ millions) 1,478

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.98%
Capital Goods 2.24%
Conglomerates 0.35%
Consumer Cyclical 1.58%
Consumer/Non-Cyclical 3.94%
Energy 45.59%
Financial 6.6%
Healthcare 5.58%
Services 8.36%
Technology 6.15%
Transportation 2.97%
Utilities 8.92%

46 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACI WORLDWIDE INC COM -861 Sold Out 0
ALBEMARLE CORP COM -344 Sold Out 0
ALTRIA GROUP INC COM -491 Sold Out 0
AMGEN INC COM -3,151 Sold Out 0
ARCHER DANIELS MIDLAND CO COM -846 Sold Out 0
ARCTIC CAT INC COM -317 Sold Out 0
BED BATH & BEYOND INC COM -455 Sold Out 0
BIO-REFERENCE LABS INC COM $.01 NEW -567 Sold Out 0
BLACKROCK DEBT STRAT FD INC COM -41 Sold Out 0
CAREFUSION CORP COM -900 Sold Out 0
CIMAREX ENERGY CO COM -14,219 Sold Out 0
CNOOC LTD SPONSORED ADR -13,193 Sold Out 0
DELTA AIR LINES INC DEL COM NEW -1,337 Sold Out 0
DIREXION SHS ETF TR DLYFINBEAR3X NEW -407 Sold Out 0
EMERSON ELEC CO COM -329 Sold Out 0
EPR PPTYS COM SH BEN INT -249 Sold Out 0
FASTENAL CO COM -1,637 Sold Out 0
FORD MTR CO DEL COM PAR $0.01 -704 Sold Out 0
GAMESTOP CORP NEW CL A -341 Sold Out 0
GENERAL DYNAMICS CORP COM -2,775 Sold Out 0