HHG & COMPANY, LLC Information

23 OLD KINGS HIGHWAY SOUTH, DARIEN, Connecticut, 06820, (203) 656-5500

Report Date: 03/31/2016

Position Statistics

Total Positions 139
New Positions 8
Increased Positions 58
Decreased Positions 70
Positions with Activity 128
Sold Out Positions 9
Total Mkt Value (in $ millions) 355

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.23%
Capital Goods 3.12%
Conglomerates
Consumer Cyclical 1.65%
Consumer/Non-Cyclical 22.38%
Energy 7.67%
Financial 26.65%
Healthcare 11.26%
Services 11.49%
Technology 9.5%
Transportation 1.22%
Utilities 2.36%

139 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BARCLAYS PLC ADR -102 Sold Out 0
BLACKSTONE GROUP L P COM UNIT LTD -279 Sold Out 0
COLGATE PALMOLIVE CO COM -2,216 Sold Out 0
ENBRIDGE ENERGY PARTNERS L P COM -225 Sold Out 0
SYMANTEC CORP COM -615 Sold Out 0
TRAVELERS COMPANIES INC COM -1,113 Sold Out 0
UBS GROUP AG SHS -192 Sold Out 0
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF -523 Sold Out 0
WISDOMTREE TR JAPN HEDGE EQT -503 Sold Out 0
KINDER MORGAN INC DEL COM 211 211 New 11,863
CLAYMORE EXCHANGE TRD FD TR 2024 CORP BOND 218 New 10,500
FORD MTR CO DEL COM PAR $0.01 222 -3 (1.4) 16,354
GRIFOLS S A SP ADR REP B NVT 223 223 New 14,200
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 241 .18 10,500
POWERSHS DB MULTI SECT COMM TR PS DB AGRICUL FD 247 New 11,719
EATON VANCE TAX MNGED BUY WRIT COM 277 New 17,258
PITNEY BOWES INC COM 280 280 New 13,329
CURIS INC COM 306 New 152,925
PEOPLES UNITED FINANCIAL INC COM 337 .08 21,720
ISHARES TR INTL SEL DIV ETF 340 2 .56 11,403