HHG & COMPANY, LLC Information

23 OLD KINGS HIGHWAY SOUTH, DARIEN, Connecticut, 06820, (203) 656-5500

Report Date: 09/30/2014

Position Statistics

Total Positions 185
New Positions 13
Increased Positions 81
Decreased Positions 68
Positions with Activity 149
Sold Out Positions 22
Total Mkt Value (in $ millions) 330

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.83%
Capital Goods 2.87%
Conglomerates
Consumer Cyclical 1.76%
Consumer/Non-Cyclical 23.37%
Energy 7.55%
Financial 19.24%
Healthcare 9.59%
Services 11.62%
Technology 16.06%
Transportation 1.5%
Utilities 2.3%

185 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD -4,457 Sold Out 0
ISHARES TR 7-10 Y TR BD ETF -2,115 Sold Out 0
ISHARES TR A RATE CP BD ETF -1,393 Sold Out 0
BARCLAYS BK PLC ADR 2 PREF 2 286 New 11,275
ALPS ETF TR ALERIAN MLP 585 37 6.80 31,222
HONDA MOTOR LTD AMERN SHS 210 New 7,000
SPDR SERIES TRUST BARC SHT TR CP -3,289 Sold Out 0
ISHARES TR CHINA LG-CAP ETF 408 New 10,400
AMPHENOL CORP NEW CL A 1,253 -12 (0.93) 25,462
BERKSHIRE HATHAWAY INC DEL CL A 1,685 New 8
COGNIZANT TECHNOLOGY SOLUTIONS CL A 1,258 -8 (0.63) 26,800
COMCAST CORP NEW CL A 204 204 New 3,734
GOOGLE INC CL A 506 New 906
LAUDER ESTEE COS INC CL A 373 New 4,970
MARRIOTT INTL INC NEW CL A 406 New 5,647
NIKE INC CL B 1,299 -43 (3.23) 14,048
UNITED PARCEL SERVICE INC CL B 4,464 236 5.59 43,380
BERKSHIRE HATHAWAY INC DEL CL B NEW 3,015 -15 (0.5) 21,463
3M CO COM 4,909 -9 (0.18) 32,500
ABRAXAS PETE CORP COM 100 New 25,110