HYNES, HIMMELREICH, GLENNON & CO, LLC Information

23 OLD KINGS HIGHWAY SOUTH, DARIEN, Connecticut, 06820, (203) 656-5500

Report Date: 12/31/2013

Position Statistics

Total Positions 172
New Positions 4
Increased Positions 82
Decreased Positions 48
Positions with Activity 130
Sold Out Positions 6
Total Mkt Value (in $ millions) 274

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.87%
Capital Goods 3.91%
Conglomerates
Consumer Cyclical 1.86%
Consumer/Non-Cyclical 8.81%
Energy 7.84%
Financial 37.53%
Healthcare 11.81%
Services 11.12%
Technology 10.8%
Transportation 1.76%
Utilities 1.54%

172 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ADOBE SYS INC COM -788 Sold Out 0
CATERPILLAR INC DEL COM -257 Sold Out 0
CBS CORP (CLASS B) CL B -2,134 Sold Out 0
HSBC HLDGS PLC ADR A 1/40PF A -223 Sold Out 0
PIMCO ETF TR TOTL RETN ETF -253 Sold Out 0
VIACOM INC NEW CL B -1,513 Sold Out 0
DISNEY WALT CO COM DISNEY 415 -434 (51.15) 5,186
ROYAL DUTCH SHELL PLC SPONS ADR A 2,783 -2,244 (44.64) 36,764
ABBOTT LABS COM 993 -637 (39.07) 25,502
SPDR SERIES TRUST BARC SHT TR CP 3,076 -1,747 (36.23) 99,931
VANGUARD INDEX FDS REIT ETF 1,590 -556 (25.92) 22,155
CSX CORP COM 266 -84 (24.09) 9,455
ISHARES CORE S&P MCP ETF 261 -58 (18.08) 1,935
ANNALY CAP MGMT INC COM 334 -70 (17.41) 29,650
ISHARES GOLD TRUST ISHARES 1,982 -377 (15.97) 157,833
VANGUARD BD INDEX FD INC TOTAL BND MRKT 5,384 -846 (13.59) 66,206
MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR 104 -16 (13.44) 18,703
NIKE INC CL B 1,501 -181 (10.76) 20,281
OMNICOM GROUP INC COM 1,934 -229 (10.59) 27,180
TEXAS INSTRS INC COM 420 -46 (9.84) 9,155