HHG & COMPANY, LLC Information

23 OLD KINGS HIGHWAY SOUTH, DARIEN, Connecticut, 06820, (203) 656-5500

Report Date: 09/30/2014

Position Statistics

Total Positions 185
New Positions 12
Increased Positions 82
Decreased Positions 67
Positions with Activity 149
Sold Out Positions 22
Total Mkt Value (in $ millions) 331

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.9%
Capital Goods 3.02%
Conglomerates
Consumer Cyclical 1.86%
Consumer/Non-Cyclical 23.18%
Energy 6.95%
Financial 18.97%
Healthcare 10.07%
Services 11.75%
Technology 16.02%
Transportation 1.57%
Utilities 2.32%

185 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABRAXAS PETE CORP COM 74 New 25,110
WARREN RES INC COM 33 -33 (50) 16,010
ARCH COAL INC COM 20 New 10,960
CIGNA CORPORATION COM -364 Sold Out 0
EATON VANCE TX MNG BY WRT OPP COM -575 Sold Out 0
EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF -889 Sold Out 0
GLOBAL X FDS GLB X NXT EMRG -770 Sold Out 0
ISHARES MSCI GERMANY ETF -3,863 Sold Out 0
ISHARES TR 7-10 Y TR BD ETF -2,135 Sold Out 0
ISHARES TR CORE US VAL ETF -805 Sold Out 0
ISHARES TR RUSSELL 2000 ETF -2,296 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -740 Sold Out 0
ISHARES TR TIPS BD ETF -1,835 Sold Out 0
ISHARES TR RUSSELL 3000 ETF -144 Sold Out 0
ISHARES TR A RATE CP BD ETF -1,394 Sold Out 0
KAYNE ANDERSON MLP INVT CO COM -277 Sold Out 0
MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR -77 Sold Out 0
PIMCO ETF TR 0-5 HIGH YIELD -4,283 Sold Out 0
SPDR SERIES TRUST BARC SHT TR CP -3,275 Sold Out 0
SPDR SERIES TRUST S&P DIVID ETF -1,360 Sold Out 0