HHG & COMPANY, LLC Information

23 OLD KINGS HIGHWAY SOUTH, DARIEN, Connecticut, 06820, (203) 656-5500

Report Date: 09/30/2014

Position Statistics

Total Positions 185
New Positions 12
Increased Positions 82
Decreased Positions 67
Positions with Activity 149
Sold Out Positions 22
Total Mkt Value (in $ millions) 329

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.96%
Capital Goods 3.12%
Conglomerates
Consumer Cyclical 1.82%
Consumer/Non-Cyclical 23.24%
Energy 6.88%
Financial 18.8%
Healthcare 10.31%
Services 12.2%
Technology 15.39%
Transportation 1.45%
Utilities 2.5%

185 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SCHLUMBERGER LTD COM 367 -56 (13.16) 4,540
DOMINION RES INC VA NEW COM 364 2 .62 4,679
ENBRIDGE ENERGY PARTNERS L P COM 354 New 9,300
DOVER CORP COM 353 New 5,144
LAUDER ESTEE COS INC CL A 350 New 4,970
PPL CORP COM 341 6 1.70 9,611
VANGUARD INDEX FDS MID CAP ETF 341 New 2,800
PEOPLES UNITED FINANCIAL INC COM 327 2 .68 23,403
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 320 -958 (74.98) 7,796
QUALCOMM INC COM 316 82 35.18 4,454
BARCLAYS BK PLC ADR 2 PREF 2 291 New 11,275
ISHARES TR CORE S&P MCP ETF 285 5 1.91 1,977
POWERSHS DB MULTI SECT COMM TR PS DB AGRICUL FD 274 New 11,719
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 273 -2,467 (90.02) 7,145
NIPPON TELEG & TEL CORP SPONSORED ADR 262 262 New 8,957
TOTAL S A SPONSORED ADR 257 13 5.26 5,079
CINCINNATI FINL CORP COM 257 New 5,000
CSX CORP COM 256 New 7,592
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 254 9 3.52 4,827
SYSCO CORP COM 253 253 New 6,311