HHG & COMPANY, LLC Information

23 OLD KINGS HIGHWAY SOUTH, DARIEN, Connecticut, 06820, (203) 656-5500

Report Date: 03/31/2015

Position Statistics

Total Positions 221
New Positions 5
Increased Positions 59
Decreased Positions 150
Positions with Activity 209
Sold Out Positions 86
Total Mkt Value (in $ millions) 372

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.23%
Capital Goods 2.37%
Conglomerates
Consumer Cyclical 1.72%
Consumer/Non-Cyclical 24.85%
Energy 8.9%
Financial 23.13%
Healthcare 10.7%
Services 12.56%
Technology 8.94%
Transportation 1.07%
Utilities 3.5%

221 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CURIS INC COM 468 468 New 147,175
DIAMOND OFFSHORE DRILLING INC COM 463 -11 (2.22) 18,211
CORNING INC COM 463 -10 (2.1) 23,515
TORTOISE PWR & ENERGY INFRASTR COM 450 -25 (5.23) 19,032
GLAXOSMITHKLINE PLC SPONSORED ADR 434 5 1.11 10,270
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 424 116 37.77 10,326
PEOPLES UNITED FINANCIAL INC COM 402 -2 (0.58) 24,742
NUVEEN CONN PREM INCOME MUN FD COM 387 New 30,965
ISHARES INTL SEL DIV ETF 362 New 11,090
ENBRIDGE ENERGY PARTNERS L P COM 356 1 .15 10,491
POWERSHS DB MULTI SECT COMM TR PS DB AGRICUL FD 273 New 11,719
FORD MTR CO DEL COM PAR $0.01 270 .07 18,124
POWERSHARES DB CMDTY IDX TRACK UNIT BEN INT 211 211 New 11,887
CLAYMORE EXCHANGE TRD FD TR 2024 CORP BOND 210 New 10,500
CHEMOURS CO COM 129 -6 (4.12) 7,840
AIR PRODS & CHEMS INC COM -489 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -225 Sold Out 0
ALLERGAN PLC SHS -272 Sold Out 0
ALPHA NAT RES INC COM -4 Sold Out 0
AMAZON COM INC COM -1,558 Sold Out 0