HHG & COMPANY, LLC Information

23 OLD KINGS HIGHWAY SOUTH, DARIEN, Connecticut, 06820, (203) 656-5500

Report Date: 03/31/2016

Position Statistics

Total Positions 140
New Positions 8
Increased Positions 58
Decreased Positions 71
Positions with Activity 129
Sold Out Positions 9
Total Mkt Value (in $ millions) 341

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.25%
Capital Goods 3.19%
Conglomerates
Consumer Cyclical 1.59%
Consumer/Non-Cyclical 19.43%
Energy 8.69%
Financial 26.87%
Healthcare 11.86%
Services 12.01%
Technology 9.69%
Transportation 1.26%
Utilities 2.68%

140 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PEOPLES UNITED FINANCIAL INC COM 301 .08 21,720
EATON VANCE TAX MNGED BUY WRIT COM 270 New 17,258
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 263 .18 10,500
POWERSHS DB MULTI SECT COMM TR PS DB AGRICUL FD 255 New 11,719
CURIS INC COM 225 New 152,925
CLAYMORE EXCHANGE TRD FD TR 2024 CORP BOND 222 New 10,500
PITNEY BOWES INC COM 218 218 New 13,329
GRIFOLS S A SP ADR REP B NVT 213 213 New 14,200
KINDER MORGAN INC DEL COM 206 206 New 11,863
FORD MTR CO DEL COM PAR $0.01 199 -3 (1.4) 16,354
INGEVITY CORP COM 106 -7 (6.03) 3,071
BARCLAYS PLC ADR -71 Sold Out 0
BLACKSTONE GROUP L P COM UNIT LTD -237 Sold Out 0
COLGATE PALMOLIVE CO COM -2,186 Sold Out 0
ENBRIDGE ENERGY PARTNERS L P COM -225 Sold Out 0
SYMANTEC CORP COM -737 Sold Out 0
TRAVELERS COMPANIES INC COM -1,118 Sold Out 0
UBS GROUP AG SHS -142 Sold Out 0
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF -477 Sold Out 0
WISDOMTREE TR JAPN HEDGE EQT -462 Sold Out 0