HOXTON FINANCIAL, INC. Information

8530 SHEPHERDSTOWN PIKE, SHEPHERDSTOWN, West Virginia, 25443, (304) 876-2619

Report Date: 09/30/2014

Position Statistics

Total Positions 357
New Positions 35
Increased Positions 93
Decreased Positions 68
Positions with Activity 161
Sold Out Positions 21
Total Mkt Value (in $ millions) 229

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.59%
Capital Goods 0.66%
Conglomerates 0%
Consumer Cyclical 0.44%
Consumer/Non-Cyclical 0.57%
Energy 0.45%
Financial 91.77%
Healthcare 0.96%
Services 1.9%
Technology 1.56%
Transportation 0.3%
Utilities 0.7%

21 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APOLLO GLOBAL MGMT LLC CL A SHS -29 Sold Out 0
BLACKROCK MUNI INTER DR FD INC COM -30 Sold Out 0
CENOVUS ENERGY INC COM -2 Sold Out 0
ISHARES INTL SEL DIV ETF -57 Sold Out 0
ISHARES TR CORE US AGGBD ET -4 Sold Out 0
LULULEMON ATHLETICA INC COM -106 Sold Out 0
METLIFE INC COM -4 Sold Out 0
MONDELEZ INTL INC CL A -3 Sold Out 0
MORGAN STANLEY COM NEW -4 Sold Out 0
PALL CORP COM -7 Sold Out 0
PENTAIR PLC SHS -1 Sold Out 0
PEPCO HOLDINGS INC COM -53 Sold Out 0
SPDR SERIES TRUST S&P HOMEBUILD -8,773 Sold Out 0
STATE STR CORP COM -5 Sold Out 0
SUNCOR ENERGY INC NEW COM -3 Sold Out 0
TE CONNECTIVITY LTD REG SHS -7 Sold Out 0
TEXAS INSTRS INC COM -5 Sold Out 0
THE ADT CORPORATION COM -1 Sold Out 0
TYCO INTL PLC SHS -3 Sold Out 0
UNILEVER PLC SPON ADR NEW -4 Sold Out 0