HOMRICH & BERG Information

3060 PEACHTREE ROAD, ATLANTA, Georgia, 30305, (404) 264-1400

Report Date: 12/31/2013

Position Statistics

Total Positions 192
New Positions 77
Increased Positions 122
Decreased Positions 54
Positions with Activity 176
Sold Out Positions 3
Total Mkt Value (in $ millions) 732

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.62%
Capital Goods 0.34%
Conglomerates
Consumer Cyclical 0.24%
Consumer/Non-Cyclical 2.79%
Energy 3.27%
Financial 73.96%
Healthcare 1.44%
Services 3.43%
Technology 1.47%
Transportation 0.27%
Utilities 3.34%

192 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PPL CORP COM 1,065 -15 (1.38) 32,124
MAIN STREET CAPITAL CORP COM 1,034 17 1.63 32,777
SPECTRA ENERGY CORP COM 975 240 32.61 24,778
DU PONT E I DE NEMOURS & CO COM 971 167 20.69 14,501
REGIONS FINL CORP NEW COM 965 6 .61 94,405
ISHARES RUS 1000 VAL ETF 962 962 New 9,985
KIMBERLY CLARK CORP COM 953 953 New 8,465
DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 951 New 18,348
CENTENE CORP DEL COM 929 New 16,683
ACCESS MIDSTREAM PARTNERS L P UNIT 913 New 15,500
OLIN CORP COM PAR $1 893 -18 (2) 31,290
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 881 -52 (5.53) 15,714
OILTANKING PARTNERS L P UNIT LTD 869 869 New 11,040
LILLY ELI & CO COM 851 103 13.71 14,088
JPMORGAN CHASE & CO ALERIAN ML ETN 850 -157 (15.62) 17,637
BRISTOL MYERS SQUIBB CO COM 837 5 .61 16,913
EQUIFAX INC COM 830 -87 (9.49) 12,099
CONOCOPHILLIPS COM 829 -66 (7.42) 11,088
PEPSICO INC COM 827 -65 (7.33) 9,669
HERCULES TECH GROWTH CAP INC COM 809 13 1.63 57,724