HOLT CAPITAL ADVISORS, L.L.C. DBA HOLT CAPITAL PARTNERS, L.P Information

301 COMMERCE STREET, FORT WORTH, Texas, 76102, (817) 877-1430

Report Date: 06/30/2014

Position Statistics

Total Positions 217
New Positions 4
Increased Positions 37
Decreased Positions 19
Positions with Activity 56
Sold Out Positions 3
Total Mkt Value (in $ millions) 187

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.46%
Capital Goods 1.47%
Conglomerates 0.04%
Consumer Cyclical 0.13%
Consumer/Non-Cyclical 0.49%
Energy 4.17%
Financial 83.56%
Healthcare 0.57%
Services 4.21%
Technology 1.36%
Transportation 0.44%
Utilities 1.42%

217 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PARTNERRE LTD COM 32,958 -1,100 (3.23) 299,675
RYDEX ETF TRUST GUG S&P500 EQ WT 15,660 164 1.06 201,954
POWERSHARES ETF TRUST FTSE RAFI 1000 14,356 1,778 14.14 160,150
ISHARES TR CORE HIGH DV ETF 11,421 168 1.49 150,954
SPDR SERIES TRUST BRC HGH YLD BD 10,903 690 6.76 263,798
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 8,068 80 1.01 120,008
WISDOMTREE TR DIV EX-FINL FD 7,081 30 .43 95,555
SPDR SERIES TRUST S&P DIVID ETF 6,057 68 1.14 79,040
BANK OF AMERICA CORPORATION COM 5,946 New 367,964
ISHARES IBOXX HI YD ETF 3,248 150 4.84 34,422
ISHARES 1-3 YR CR BD ETF 3,200 381 13.52 30,341
ISHARES TR MSCI EAFE ETF 3,030 -18 (0.6) 45,367
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 3,001 -18 (0.6) 66,415
ISHARES INTRM GOV/CR ETF 2,934 -80 (2.66) 26,490
SPDR SERIES TRUST NUVN BR SHT MUNI 2,622 658 33.49 107,448
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 2,500 New 43,524
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 2,332 30 1.30 8,981
RAIT FINANCIAL TRUST COM NEW 2,286 New 283,333
VANGUARD BD INDEX FD INC SHORT TRM BOND 1,917 -7 (0.35) 23,905
VANGUARD BD INDEX FD INC INTERMED TERM 1,620 -26 (1.6) 19,065