HOLLENCREST SECURITIES LLC Information

100 BAYVIEW CIRCLE, SUITE 500, NEWPORT BEACH, California, 92660, (949) 823-7741

Report Date: 03/31/2014

Position Statistics

Total Positions 452
New Positions 88
Increased Positions 204
Decreased Positions 119
Positions with Activity 323
Sold Out Positions 26
Total Mkt Value (in $ millions) 692

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.18%
Capital Goods 0.26%
Conglomerates
Consumer Cyclical 0.55%
Consumer/Non-Cyclical 2.79%
Energy 3.28%
Financial 68.35%
Healthcare 4.47%
Services 3.89%
Technology 6.57%
Transportation 4.97%
Utilities 1.12%

452 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ADVENT CLAY CONV SEC INC FD II COM -90 Sold Out 0
AMTRUST FINL SVCS INC COM -454 Sold Out 0
BALSAM VENTURES INC COM NEW New 12,000
BANCO SANTANDER SA ADR -562 Sold Out 0
BIOLOG INC COM New 30,000
BLACKROCK CORE BD TR SHS BEN INT -167 Sold Out 0
DIREXION SHS ETF TR DLY SC BEAR3XNEW -152 Sold Out 0
DUNDEE CORP CL A SUB VTG -2 Sold Out 0
EATON VANCE MUNI INCOME TRUST SH BEN INT -128 Sold Out 0
GOLDMAN SACHS GROUP INC PFD A 1/1000 -331 Sold Out 0
HIGH PERFORMANCE BEVERAGES CO COM Sold Out 0
ISHARES SHT NTLAMTFR ETF -255 Sold Out 0
ISHARES NA TEC MULTM ETF -5,116 Sold Out 0
ISHARES S&P MC 400GR ETF -237 Sold Out 0
MICHAEL KORS HLDGS LTD SHS -258 Sold Out 0
MONSTER BEVERAGE CORP COM -215 Sold Out 0
NEWMONT MINING CORP COM -264 Sold Out 0
REAL GOODS SOLAR INC CL A -47 Sold Out 0
SOLARCITY CORP COM -247 Sold Out 0
SPDR SERIES TRUST OILGAS EQUIP -14,354 Sold Out 0