HOLLENCREST SECURITIES LLC Information

100 BAYVIEW CIRCLE, SUITE 500, NEWPORT BEACH, California, 92660, (949) 823-7741

Report Date: 09/30/2014

Position Statistics

Total Positions 466
New Positions 39
Increased Positions 197
Decreased Positions 115
Positions with Activity 312
Sold Out Positions 38
Total Mkt Value (in $ millions) 724

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.47%
Capital Goods 0.26%
Conglomerates 0%
Consumer Cyclical 0.4%
Consumer/Non-Cyclical 3.6%
Energy 2.98%
Financial 66.63%
Healthcare 4.18%
Services 4.61%
Technology 8.39%
Transportation 5.02%
Utilities 1.35%

466 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AARONS INC COM PAR $0.50 -172 Sold Out 0
AEGON N V PERP CAP FLTG RT -251 Sold Out 0
AMERICAN HOMES 4 RENT CL A -217 Sold Out 0
AMERISOURCEBERGEN CORP COM -930 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -1 Sold Out 0
BANK NEW YORK MELLON CORP COM -337 Sold Out 0
BIOTIME INC WT EXP 100118 Sold Out 0
BLACKROCK MUNIHLDGS FD II INC COM -195 Sold Out 0
CARTER'S, INC. COM -357 Sold Out 0
COGNIZANT TECHNOLOGY SOLUTIONS CL A -513 Sold Out 0
COMCAST CORP NEW CL A SPL -217 Sold Out 0
COOPER COS INC COM NEW -554 Sold Out 0
DISCOVERY COMMUNICATNS NEW COM SER C -642 Sold Out 0
DOLLAR GEN CORP NEW COM -930 Sold Out 0
DOLLAR TREE INC COM -1,026 Sold Out 0
DOUBLELINE INCOME SOLUTIONS FD COM -421 Sold Out 0
DUNKIN BRANDS GROUP INC COM -270 Sold Out 0
FISERV INC COM -453 Sold Out 0
FLEETCOR TECHNOLOGIES INC COM -627 Sold Out 0
FLUOR CORP NEW COM -158 Sold Out 0