HOLLENCREST SECURITIES LLC Information

100 BAYVIEW CIRCLE, SUITE 500, NEWPORT BEACH, California, 92660, (949) 823-7741

Report Date: 03/31/2014

Position Statistics

Total Positions 452
New Positions 88
Increased Positions 204
Decreased Positions 119
Positions with Activity 323
Sold Out Positions 26
Total Mkt Value (in $ millions) 693

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.17%
Capital Goods 0.26%
Conglomerates
Consumer Cyclical 0.55%
Consumer/Non-Cyclical 2.78%
Energy 3.26%
Financial 68.42%
Healthcare 4.49%
Services 3.89%
Technology 6.56%
Transportation 4.95%
Utilities 1.12%

452 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HERBALIFE LTD COM USD SHS 3,819 -33 (0.86) 58,003
ISHARES TR CORE AGGREBD ETF 3,792 15 .40 34,754
ISHARES TR RUS 1000 GRW ETF 3,711 -236 (5.99) 40,484
APPLE INC COM 3,568 22 .63 36,771
VISA INC COM CL A 3,409 21 .61 15,304
ISHARES TR TIPS BD ETF 3,231 47 1.48 28,054
JOHNSON & JOHNSON COM 3,147 98 3.22 30,795
EXXON MOBIL CORP COM 3,053 59 1.96 29,280
AMAZON COM INC COM 3,007 61 2.08 8,384
CHEVRON CORP NEW COM 2,979 50 1.69 22,089
ISHARES TR SELECT DIVID ETF 2,895 1 .02 38,128
PIMCO ETF TR TOTL RETN ETF 2,606 559 27.28 23,911
ISHARES TR RUS MID-CAP ETF 2,534 101 4.14 15,715
OCEAN RIG UDW INC SHS 2,515 New 139,739
SPDR SERIES TRUST BRC HGH YLD BD 2,471 -534 (17.77) 59,837
ISHARES TR RUSSELL 3000 ETF 2,441 -12 (0.48) 20,638
BLACKROCK MUN INCOME TR BRIC ETF 2,413 157 6.95 175,842
BLACKROCK MUNIYIELD CALIF FD I COM 2,380 4 .17 158,262
ORACLE CORP COM 2,330 12 .50 57,566
CALIFORNIA REP BANCORP COM 2,320 -290 (11.11) 80,000