HOLLENCREST SECURITIES LLC Information

100 BAYVIEW CIRCLE, SUITE 500, NEWPORT BEACH, California, 92660, (949) 823-7741

Report Date: 12/31/2013

Position Statistics

Total Positions 364
New Positions 113
Increased Positions 222
Decreased Positions 103
Positions with Activity 325
Sold Out Positions 0
Total Mkt Value (in $ millions) 605

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.16%
Capital Goods 0.17%
Conglomerates
Consumer Cyclical 0.6%
Consumer/Non-Cyclical 2.54%
Energy 3.49%
Financial 70.56%
Healthcare 4.35%
Services 2.62%
Technology 5.68%
Transportation 5.32%
Utilities 0.84%

364 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AEGON N V NY REGISTRY SH 197 4 2 22,338
NUVEEN DIVID ADVANTAGE MUN FD COM 193 193 New 14,370
BLACKROCK MUNIYIELD FD INC COM 193 52 36.84 13,830
NUVEEN CA SELECT QUALITY MUN COM 193 193 New 13,150
BLACKROCK MUNIYIELD QUALITY FD COM 192 -92 (32.45) 13,180
BLACKROCK MUNIHLDGS FD II INC COM 192 -284 (59.62) 13,320
ALLIANCEBERNSTEIN GBL HGH INCM COM 190 New 13,000
DNP SELECT INCOME FD COM 189 -124 (39.61) 19,150
ABBVIE INC COM 188 188 New 3,882
WESTERN ASSET GLB PTNRS INCOME COM 187 New 16,880
EATON VANCE TXMGD GL BUYWR OPP COM 187 -378 (66.91) 15,326
PIMCO CA MUNICIPAL INCOME FD COM 187 New 13,283
ING GLOBAL EQTY DIV & PREM OPP COM 186 -81 (30.3) 19,900
STRATEGIC GLOBAL INCOME FD COM 180 -130 (41.84) 19,407
YAHOO INC COM 180 180 New 4,956
BLACKROCK CALIF MUN INCOME TR SH BEN INT 171 171 New 11,493
DIREXION SHS ETF TR DLY SC BEAR3XNEW 168 168 New 10,000
NUVEEN FLOATING RATE INCOME FD COM 165 -147 (47.09) 14,110
BLACKROCK CORE BD TR SHS BEN INT 162 162 New 12,122
NUVEEN CALIF PREM INCOME MUN COM 154 New 11,209