HOLLENCREST SECURITIES LLC Information

100 BAYVIEW CIRCLE, SUITE 500, NEWPORT BEACH, California, 92660, (949) 823-7741

Report Date: 03/31/2014

Position Statistics

Total Positions 452
New Positions 88
Increased Positions 204
Decreased Positions 119
Positions with Activity 323
Sold Out Positions 26
Total Mkt Value (in $ millions) 693

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.17%
Capital Goods 0.26%
Conglomerates
Consumer Cyclical 0.55%
Consumer/Non-Cyclical 2.78%
Energy 3.26%
Financial 68.42%
Healthcare 4.49%
Services 3.89%
Technology 6.56%
Transportation 4.95%
Utilities 1.12%

452 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COUNTRYWIDE CAP V GTD CAP SEC 7% 385 New 14,900
AEGON N V NON CUM SUB NTS 383 New 13,315
ISHARES TR U.S. REAL ES ETF 381 New 5,210
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 378 258 214.82 34,000
PIMCO INCOME STRATEGY FUND COM 374 New 30,526
NUVEEN FLTNG RTE INCM OPP FD COM SHS 372 -20 (5.12) 29,630
INTUITIVE SURGICAL INC COM NEW 369 -175 (32.2) 779
APOLLO GLOBAL MGMT LLC CL A SHS 368 -1 (0.16) 13,442
PRAXAIR INC COM 363 363 New 2,812
DWS MUN INCOME TR COM 357 New 26,720
BANK NEW YORK MELLON CORP COM 356 37 11.48 8,942
CIT GROUP INC COM NEW 352 352 New 7,215
BILLABONG INTL LTD AUD ORD 352 7 2.01 673,190
NUVEEN MUN OPPORTUNITY FD INC COM 347 New 24,600
NUVEEN ENHANCED MUN VALUE FD COM 346 -110 (24.1) 23,300
GILEAD SCIENCES INC COM 345 16 4.99 3,807
POWERSHARES ETF TRUST II CEF INC COMPST 345 -50 (12.64) 13,586
ARCH CAP GROUP LTD PFD-C 6.75% 343 New 12,700
FOSSIL GROUP INC COM 342 342 New 3,330
CARTER'S, INC. COM 339 339 New 4,297