HOLLENCREST SECURITIES LLC Information

100 BAYVIEW CIRCLE, SUITE 500, NEWPORT BEACH, California, 92660, (949) 823-7741

Report Date: 12/31/2013

Position Statistics

Total Positions 364
New Positions 113
Increased Positions 222
Decreased Positions 103
Positions with Activity 325
Sold Out Positions 0
Total Mkt Value (in $ millions) 605

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.16%
Capital Goods 0.17%
Conglomerates
Consumer Cyclical 0.6%
Consumer/Non-Cyclical 2.54%
Energy 3.49%
Financial 70.56%
Healthcare 4.35%
Services 2.62%
Technology 5.68%
Transportation 5.32%
Utilities 0.84%

364 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLIANCEBERNSTEIN NATL MUNI IN COM 300 -195 (39.34) 22,480
AGSTAR FINL SVCS ACA PFD-A 300 300 New 300
BILLABONG INTL LTD AUD ORD 300 300 New 659,900
EXCEL TR INC COM 297 25 9.30 23,500
ENDURANCE SPECIALTY HLDGS LTD PFD-B 297 -45 (13.08) 11,300
HARTFORD FINL SVCS GROUP INC COM 295 16 5.77 8,518
AXIS CAPITAL HOLDINGS LTD PFD SER C 294 -46 (13.43) 11,600
ALLIANZGI EQUITY & CONV INCOME COM 293 -40 (12.08) 14,838
NUVEEN BUILD AMER BD FD COM 292 -71 (19.58) 14,700
CNA FINL CORP COM 290 -13 (4.23) 6,800
WAL-MART STORES INC COM 289 289 New 3,724
GLOBAL HIGH INCOME FUND INC COM 284 -81 (22.13) 28,334
MICHAEL KORS HLDGS LTD SHS 283 -157 (35.78) 3,143
LILLY ELI & CO COM 282 60 26.84 4,660
ASPEN INSURANCE HOLDINGS LTD PFD SHS 5.95 280 280 New 11,304
PEPSICO INC COM 279 279 New 3,260
ICU MED INC COM 279 New 4,975
NUVEEN PREM INCOME MUN FD 2 COM 277 -137 (33.05) 20,760
ISHARES RUS MD CP GR ETF 276 New 3,281
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 273 273 New 3,526