HOLLENCREST SECURITIES LLC Information

100 BAYVIEW CIRCLE, SUITE 500, NEWPORT BEACH, California, 92660, (949) 823-7741

Report Date: 06/30/2014

Position Statistics

Total Positions 487
New Positions 61
Increased Positions 193
Decreased Positions 169
Positions with Activity 362
Sold Out Positions 62
Total Mkt Value (in $ millions) 720

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.53%
Capital Goods 2.42%
Conglomerates 0.07%
Consumer Cyclical 0.55%
Consumer/Non-Cyclical 3.56%
Energy 3.35%
Financial 64.62%
Healthcare 3.81%
Services 5.45%
Technology 7.75%
Transportation 4.64%
Utilities 1.18%

62 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AEGON N V NON CUM SUB NTS -380 Sold Out 0
AGRIBANK FCB NON CUM PFD FX A -437 Sold Out 0
AGSTAR FINL SVCS ACA PFD-A -306 Sold Out 0
ARCH CAP GROUP LTD PFD-C 6.75% -343 Sold Out 0
ASPEN INSURANCE HOLDINGS LTD PFD SHS 5.95 -285 Sold Out 0
AXIS CAPITAL HOLDINGS LTD PFD SER C -303 Sold Out 0
BALL CORP COM -446 Sold Out 0
BIOLOG INC COM Sold Out 0
BIONOVO INC COM NEW Sold Out 0
BLACKHAWK NETWORK HLDGS INC CL B -31 Sold Out 0
BLACKSTONE GROUP L P COM UNIT LTD -230 Sold Out 0
BROCADE COMMUNICATIONS SYS INC COM NEW -175 Sold Out 0
CHIPOTLE MEXICAN GRILL INC COM -314 Sold Out 0
CIT GROUP INC COM NEW -359 Sold Out 0
CITIGROUP INC DEP SHS 1/1000 J -220 Sold Out 0
COBANK ACB PERPPFD CL F FX1 -416 Sold Out 0
COCA COLA BOTTLING CO CONS COM -176 Sold Out 0
COUNTRYWIDE CAP V GTD CAP SEC 7% -380 Sold Out 0
DIAGEO P L C SPON ADR NEW -400 Sold Out 0
DOMINION RES INC VA NEW COM -395 Sold Out 0