HILLTOP PARK ASSOCIATES LLC Information

410 PARK AVENUE, 6TH FLOOR, NEW YORK, New York, 10022, (212) 644-4030

Report Date: 12/31/2013

Position Statistics

Total Positions 87
New Positions 22
Increased Positions 40
Decreased Positions 44
Positions with Activity 84
Sold Out Positions 37
Total Mkt Value (in $ millions) 113

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.8%
Capital Goods 31.42%
Conglomerates
Consumer Cyclical 2.13%
Consumer/Non-Cyclical 0%
Energy 8.86%
Financial 1.42%
Healthcare 1.26%
Services 10.9%
Technology 31.51%
Transportation 1.34%
Utilities

87 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LEUCADIA NATL CORP COM 527 329 166.67 20,000
CREDIT SUISSE NASSAU BRH INVRS VIX MDTERM 521 521 New 13,000
CIT GROUP INC COM NEW 467 71 18.05 10,000
OAKTREE CAP GROUP LLC UNIT CL A 441 165 60 8,000
HARBINGER GROUP INC COM 402 91 29.18 33,200
IMPERIAL HLDGS INC COM 288 288 New 43,075
GENCORP INC COM 277 35 14.29 16,000
SCORPIO TANKERS INC SHS 156 -446 (74.07) 17,500
ROI ACQUISITION CORP II WT EXP 091718 30 30 New 100,000
CHART ACQUISITION CORP COM 10 10 New 1,000
ALCATEL-LUCENT SPONSORED ADR -1,568 Sold Out 0
AMAZON COM INC COM -6,586 Sold Out 0
AMERICAN INTL GROUP INC COM NEW -383 Sold Out 0
AXCELIS TECHNOLOGIES INC COM -485 Sold Out 0
BALTIC TRADING LIMITED COM -810 Sold Out 0
CAL MAINE FOODS INC COM NEW -315 Sold Out 0
CHART ACQUISITION CORP UNIT EX 000016 -11 Sold Out 0
COLFAX CORP COM -590 Sold Out 0
CUMMINS INC COM -7,340 Sold Out 0
DIANA SHIPPING INC COM -1,407 Sold Out 0