HILLTOP HOLDINGS INC. Information

200 CRESCENT COURT, SUITE 1330, DALLAS, Texas, 75201, (214) 855-2177

Report Date: 03/31/2014

Position Statistics

Total Positions 257
New Positions 25
Increased Positions 131
Decreased Positions 113
Positions with Activity 244
Sold Out Positions 33
Total Mkt Value (in $ millions) 210

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.77%
Capital Goods 8.62%
Conglomerates
Consumer Cyclical 2.34%
Consumer/Non-Cyclical 7.03%
Energy 7.28%
Financial 48.88%
Healthcare 5.41%
Services 8.14%
Technology 4.49%
Transportation 0.54%
Utilities 4.92%

257 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SWS GROUP INC COM 10,682 New 1,475,387
ISHARES 1-3 YR CR BD ETF 8,064 -1,162 (12.59) 76,444
KAYNE ANDERSON MLP INVT CO COM 6,177 -415 (6.29) 156,427
SPDR SERIES TRUST S&P DIVID ETF 5,446 616 12.75 71,587
ISHARES RUSSELL 2000 ETF 4,948 2,752 125.33 43,078
HILLTOP HOLDINGS INC COM 4,085 -3,684 (47.42) 195,917
POWERSHARES ETF TRUST II SENIOR LN PORT 4,044 1,955 93.56 163,018
ISHARES MBS ETF 3,314 -1,918 (36.66) 30,670
ISHARES U.S. PFD STK ETF 3,262 288 9.69 81,953
ISHARES IBOXX HI YD ETF 3,216 -458 (12.48) 34,197
TRINITY INDS INC COM 3,062 -85 (2.7) 67,870
NEWFIELD EXPL CO COM 3,026 762 33.64 67,363
ISHARES SELECT DIVID ETF 2,889 438 17.87 38,143
HANESBRANDS INC COM 2,678 -81 (2.94) 27,302
EXXON MOBIL CORP COM 2,438 -220 (8.27) 23,384
ISHARES RUS 1000 GRW ETF 2,375 295 14.16 25,904
ISHARES CORE S&P MCP ETF 2,189 -39 (1.73) 15,520
SELECT SECTOR SPDR TR SBI INT-FINL 2,188 83 3.95 95,251
CENTENE CORP DEL COM 2,150 150 7.51 26,899
CONOCOPHILLIPS COM 2,061 845 69.50 23,757