HILLTOP HOLDINGS INC. Information

200 CRESCENT COURT, SUITE 1330, DALLAS, Texas, 75201, (214) 855-2177

Report Date: 12/31/2015

Position Statistics

Total Positions 338
New Positions 10
Increased Positions 113
Decreased Positions 130
Positions with Activity 243
Sold Out Positions 21
Total Mkt Value (in $ millions) 356

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.76%
Capital Goods 5.93%
Conglomerates 0.99%
Consumer Cyclical 1.32%
Consumer/Non-Cyclical 7.22%
Energy 3.95%
Financial 48.05%
Healthcare 5.95%
Services 10.28%
Technology 7%
Transportation 0.57%
Utilities 3.35%

338 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 1-3 YR CR BD ETF 9,122 -338 (3.57) 86,366
APPLE INC COM 6,303 -66 (1.04) 67,236
POWERSHARES ETF TRUST II SENIOR LN PORT 6,083 -302 (4.73) 263,435
SPDR S&P 500 ETF TR TR UNIT 5,389 918 20.53 26,117
ISHARES TR U.S. PFD STK ETF 5,106 -153 (2.92) 130,329
AT&T INC COM 4,862 45 .94 125,247
SPDR SERIES TRUST S&P DIVID ETF 4,807 -174 (3.49) 59,574
ISHARES TR MBS ETF 4,744 -96 (1.97) 43,368
ISHARES TR RUSSELL 2000 ETF 4,723 21 .44 41,990
ISHARES TR 20 YR TR BD ETF 4,582 23 .51 35,415
KAYNE ANDERSON MLP INVT CO COM 4,409 -95 (2.11) 243,310
EXXON MOBIL CORP COM 4,187 438 11.68 47,360
RYDEX ETF TRUST GUG S&P500 EQ WT 4,007 New 50,393
PHILIP MORRIS INTL INC COM 3,977 81 2.09 40,536
ISHARES TR 1-3 YR TR BD ETF 3,935 -29 (0.74) 46,289
PAN AMERICAN SILVER CORP COM 3,903 New 249,100
ISHARES MSCI JAPAN ETF 3,673 32 .89 321,613
ISHARES TR SELECT DIVID ETF 3,661 -167 (4.36) 44,629
GLAXOSMITHKLINE PLC SPONSORED ADR 3,647 78 2.18 85,001
ALTRIA GROUP INC COM 3,582 -8 (0.24) 57,123