HIGHMOUNT CAPITAL, LLC Information

12 EAST 49TH STREET, NEW YORK, New York, 10017, (646) 274-7470

Report Date: 03/31/2014

Position Statistics

Total Positions 152
New Positions 7
Increased Positions 62
Decreased Positions 55
Positions with Activity 117
Sold Out Positions 6
Total Mkt Value (in $ millions) 445

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.76%
Capital Goods 3.38%
Conglomerates 0.05%
Consumer Cyclical 0.12%
Consumer/Non-Cyclical 3.3%
Energy 4.94%
Financial 65.47%
Healthcare 4.53%
Services 6.01%
Technology 9.81%
Transportation 0.37%
Utilities 0.13%

152 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 42,099 1,072 2.61 212,920
ISHARES TR RUS 2000 GRW ETF 25,936 -429 (1.63) 195,570
ARES CAP CORP COM 21,976 240 1.11 1,279,136
KAYNE ANDERSON MLP INVT CO COM 20,097 43 .21 511,894
WISDOMTREE TR EUROPE HEDGED EQ 18,384 -450 (2.39) 318,180
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF 16,416 16,416 New 262,620
ISHARES RESID RL EST CAP 14,823 31 .21 272,938
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 14,017 -296 (2.07) 54,851
TORTOISE ENERGY INFRSTRCTR CP COM 13,446 -7,507 (35.83) 277,347
VANGUARD INDEX FDS TOTAL STK MKT 12,242 -896 (6.82) 119,858
ISHARES MSCI AC ASIA ETF 10,966 -9,574 (46.61) 168,990
ISHARES TR RUSSELL 3000 ETF 10,932 -688 (5.92) 92,911
APPLE INC COM 10,535 -74 (0.7) 107,863
SCHLUMBERGER LTD COM 7,421 -84 (1.12) 66,393
MICROSOFT CORP COM 6,630 -28 (0.42) 148,998
JPMORGAN CHASE & CO COM 5,834 28 .48 98,860
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 5,702 -344 (5.7) 134,570
EXXON MOBIL CORP COM 5,285 -191 (3.48) 51,223
PFIZER INC COM 5,272 -23 (0.43) 174,612
UNITED TECHNOLOGIES CORP COM 5,236 -20 (0.38) 48,089