HERNDON PLANT OAKLEY LTD
800 N SHORELINE, CORPUS CHRISTI, Texas, 78401, (361) 888-7611
Report Date: 09/30/2012
Position Statistics:
| Total Positions | 187 |
| New Positions | 12 |
| Increased Positions | 63 |
| Decreased Positions | 89 |
| Positions with Activity | 152 |
| Sold Out Positions | 23 |
| Total Mkt Value (in $ millions) |
517 |
Sector Weighting
| Basic Materials | 0.59% |
| Capital Goods | 1.88% |
| Conglomerates | |
| Consumer Cyclical | 4.03% |
| Consumer/Non-Cyclical | 1.11% |
| Energy | 12.58% |
| Financial | 40.18% |
| Healthcare | 3.8% |
| Services | 8.62% |
| Technology | 9.14% |
| Transportation | 3.85% |
| Utilities | 14.03% |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
187 Positions as of 09/30/2012
| Company | Class | Value of Shares ($1,000s) | Change in Value ($1,000s) |
Change (%) | Shares Held |
|---|---|---|---|---|---|
| CITIGROUP INC | COM STK T-DECS | 272 | -17,268 | (98.45) | 2,600 |
| PROSHARES TR | SHRT 20+YR TRE | -13,507 | Sold Out | 0 | |
| LEGGETT & PLATT INC | COM | 2,976 | -10,466 | (77.86) | 90,780 |
| SELECT SECTOR SPDR TR | SBI INT-ENERGY | -6,622 | Sold Out | 0 | |
| HARTFORD FINL SVCS GROUP INC | COM | 17,182 | -6,422 | (27.21) | 566,117 |
| ALPINE TOTAL DYNAMIC DIVID FD | COM SBI | -3,467 | Sold Out | 0 | |
| ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | -2,941 | Sold Out | 0 | |
| SUSSER HLDGS CORP | COM | 280 | -2,875 | (91.12) | 5,600 |
| HANCOCK JOHN PFD INCOME FD II | COM | -2,749 | Sold Out | 0 | |
| TELSTRA CORP LTD | SPON ADR FINAL | 13,739 | -2,571 | (15.76) | 622,468 |
| FORD MTR CO DEL | WT EXP 010113 | -2,465 | Sold Out | 0 | |
| CALAMOS CONV OPP AND INC FD | SH BEN INT | 439 | -2,382 | (84.44) | 34,703 |
| ALLIANCEBERNSTEIN HOLDING LP | UNIT LTD PARTN | -1,678 | Sold Out | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | -896 | Sold Out | 0 | |
| NUVEEN MUN VALUE FD INC | COM | -781 | Sold Out | 0 | |
| SPDR DOW JONES INDL AVRG ETF | UT SER 1 | -740 | Sold Out | 0 | |
| ISHARES TR | CORE S&P SCP ETF | 812 | -721 | (47.02) | 8,789 |
| PROSHARES TR II | ULTRASHRT EURO | 366 | -715 | (66.14) | 20,095 |
| POWERSHARES QQQ TRUST | UNIT SER 1 | 1,362 | -688 | (33.56) | 18,515 |
| JPMORGAN CHASE & CO | WT EXP 102818 | -372 | Sold Out | 0 |
Latest News Headlines
Cempra Announces Partial Exercise of Over-Allotment Option and Completion of the Public Offering of 4:01PM ET - GlobeNewswire
Five Below, Inc. Announces Launch of Secondary Offering 4:01PM ET - GlobeNewswire
Steelcase Reports First Quarter Results 4:00PM ET - GlobeNewswire
Web Companies Pay for Internet Fast Lane 3:55PM ET - Dow Jones Business News
MARKET SNAPSHOT: U.S. Stocks Sink, Yields Rise After Fed Move 3:54PM ET - Dow Jones Business News
View All