HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 03/31/2014

Position Statistics

Total Positions 86
New Positions 6
Increased Positions 9
Decreased Positions 10
Positions with Activity 19
Sold Out Positions 5
Total Mkt Value (in $ millions) 221

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.15%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 1.06%
Services 4.3%
Technology 93.13%
Transportation
Utilities

86 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ATMEL CORP COM -689 Sold Out 0
CHECKPOINT SYS INC COM -303 Sold Out 0
INTEGRATED DEVICE TECHNOLOGY COM -3,446 Sold Out 0
QUICKLOGIC CORP COM -1,105 Sold Out 0
SKYWORKS SOLUTIONS INC COM -558 Sold Out 0
SPLUNK INC COM 47 New 1,000
CIMATRON LTD ORD 82 New 14,400
TECHTARGET INC COM 93 New 12,200
CERAGON NETWORKS LTD ORD 111 New 55,700
VITESSE SEMICONDUCTOR CORP COM NEW 150 New 50,000
LEIDOS HLDGS INC COM 152 New 4,112
ALTERA CORP COM 229 New 7,000
AVIAT NETWORKS INC COM 273 New 209,800
NQ MOBILE INC ADR REPSTG CL A 277 New 41,000
CHINACACHE INTL HLDG LTD SPON ADR 338 -328 (49.28) 26,000
RADISYS CORP COM 342 New 105,500
SILICON IMAGE INC COM 349 New 70,000
JABIL CIRCUIT INC COM 399 New 20,000
ACXIOM CORP COM 440 New 24,000
FALCONSTOR SOFTWARE INC COM 453 New 300,000