HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 12/31/2013

Position Statistics

Total Positions 83
New Positions 3
Increased Positions 3
Decreased Positions 4
Positions with Activity 7
Sold Out Positions 1
Total Mkt Value (in $ millions) 239

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.01%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 1.08%
Services 5.11%
Technology 92.79%
Transportation
Utilities

83 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
CHECK POINT SOFTWARE TECH LTD ORD -1,657 Sold Out 0
SPLUNK INC COM 66 New 1,000
TECHTARGET INC COM 79 New 12,200
CIMATRON LTD ORD 99 New 14,400
LEIDOS HLDGS INC COM 154 -461 (75) 4,112
CERAGON NETWORKS LTD ORD 155 New 55,700
VITESSE SEMICONDUCTOR CORP COM NEW 197 New 50,000
ALTERA CORP COM 241 New 7,000
CHECKPOINT SYS INC COM 307 307 New 24,750
AVIAT NETWORKS INC COM 320 New 209,800
JABIL CIRCUIT INC COM 352 New 20,000
RADISYS CORP COM 353 New 105,500
SKYWORKS SOLUTIONS INC COM 397 New 11,000
E M C CORP MASS COM 418 New 15,700
SILICON IMAGE INC COM 443 New 70,000
FALCONSTOR SOFTWARE INC COM 444 New 300,000
NQ MOBILE INC ADR REPSTG CL A 529 -439 (45.33) 41,000
TERADYNE INC COM 533 New 28,000
PMC-SIERRA INC COM 574 New 80,000
AMAZON COM INC COM 650 New 2,000