HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 12/31/2013

Position Statistics

Total Positions 83
New Positions 3
Increased Positions 3
Decreased Positions 4
Positions with Activity 7
Sold Out Positions 1
Total Mkt Value (in $ millions) 239

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.01%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 1.08%
Services 5.11%
Technology 92.79%
Transportation
Utilities

83 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
CHECK POINT SOFTWARE TECH LTD ORD -1,657 Sold Out 0
SPLUNK INC COM 66 New 1,000
GOOGLE INC CL A 880 New 1,620
GOOGLE INC CL C 868 New 1,620
AMAZON COM INC COM 650 New 2,000
APPLE INC COM 2,018 New 3,845
LEIDOS HLDGS INC COM 154 -461 (75) 4,112
ALTERA CORP COM 241 New 7,000
F5 NETWORKS INC COM 813 New 7,500
WESTERN DIGITAL CORP COM 819 New 9,000
SKYWORKS SOLUTIONS INC COM 397 New 11,000
TECHTARGET INC COM 79 New 12,200
CIMATRON LTD ORD 99 New 14,400
E M C CORP MASS COM 418 New 15,700
XILINX INC COM 991 New 19,000
51JOB INC SP ADR REP COM 1,443 New 20,000
JABIL CIRCUIT INC COM 352 New 20,000
AKAMAI TECHNOLOGIES INC COM 1,097 New 20,200
QUALCOMM INC COM 1,643 New 20,200
MICROSOFT CORP COM 840 New 21,000