HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 12/31/2014

Position Statistics

Total Positions 88
New Positions 2
Increased Positions 3
Decreased Positions 7
Positions with Activity 10
Sold Out Positions 6
Total Mkt Value (in $ millions) 274

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.85%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy
Financial 0.91%
Healthcare 0.59%
Services 4.27%
Technology 91.04%
Transportation
Utilities

88 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AMBER RD INC COM -1,760 Sold Out 0
BORDERFREE INC COM -642 Sold Out 0
ENERGY FOCUS INC COM NEW -1,088 Sold Out 0
GOOGLE INC CL C -871 Sold Out 0
MRV COMMUNICATIONS INC COM NEW -1,023 Sold Out 0
TECOGEN INC NEW COM NEW -992 Sold Out 0
SPLUNK INC COM 67 New 1,000
GOOGLE INC CL A 893 New 1,620
AMAZON COM INC COM 846 New 2,000
LEIDOS HLDGS INC COM 172 New 4,112
ALTERA CORP COM 320 New 7,000
F5 NETWORKS INC COM 925 New 7,500
WESTERN DIGITAL CORP COM 894 New 9,000
QUALCOMM INC COM 698 New 10,200
TECHTARGET INC COM 133 New 12,200
CHECK POINT SOFTWARE TECH LTD ORD 1,238 New 14,750
E M C CORP MASS COM 426 New 15,700
XILINX INC COM 836 New 19,000
JABIL CIRCUIT INC COM 459 New 20,000
AKAMAI TECHNOLOGIES INC COM 1,508 New 20,200