HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 09/30/2014

Position Statistics

Total Positions 90
New Positions 10
Increased Positions 12
Decreased Positions 3
Positions with Activity 15
Sold Out Positions 1
Total Mkt Value (in $ millions) 256

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.74%
Consumer Cyclical 0.37%
Consumer/Non-Cyclical
Energy
Financial 1.03%
Healthcare 0.86%
Services 4.81%
Technology 90.35%
Transportation
Utilities

90 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
CHECKPOINT SYS INC COM -336 Sold Out 0
SPLUNK INC COM 57 New 1,000
GOOGLE INC CL C 867 867 New 1,620
GOOGLE INC CL A 869 New 1,620
AMAZON COM INC COM 619 New 2,000
LEIDOS HLDGS INC COM 177 New 4,112
ALTERA CORP COM 238 New 7,000
F5 NETWORKS INC COM 857 New 7,500
WESTERN DIGITAL CORP COM 909 New 9,000
NIMBLE STORAGE INC COM 229 New 10,000
QUALCOMM INC COM 741 -726 (49.51) 10,200
TECHTARGET INC COM 134 New 12,200
CIMATRON LTD ORD 127 New 14,400
CHECK POINT SOFTWARE TECH LTD ORD 1,180 1,180 New 14,750
E M C CORP MASS COM 445 New 15,700
XILINX INC COM 741 New 19,000
JABIL CIRCUIT INC COM 418 New 20,000
AKAMAI TECHNOLOGIES INC COM 1,236 New 20,200
MICROSOFT CORP COM 987 New 21,000
ACXIOM CORP COM 464 New 24,000