HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 09/30/2014

Position Statistics

Total Positions 92
New Positions 10
Increased Positions 12
Decreased Positions 3
Positions with Activity 15
Sold Out Positions 1
Total Mkt Value (in $ millions) 253

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.7%
Consumer Cyclical 0.43%
Consumer/Non-Cyclical
Energy
Financial 0.94%
Healthcare 0.87%
Services 5.13%
Technology 89.6%
Transportation
Utilities

92 Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
51JOB INC SP ADR REP COM 2,895 New 80,000
8X8 INC NEW COM 1,022 1,022 New 130,000
ACTUATE CORP COM 5,739 New 1,594,100
ACXIOM CORP COM 468 New 24,000
ADVENT SOFTWARE INC COM 13,792 New 436,588
AKAMAI TECHNOLOGIES INC COM 1,293 New 20,200
ALLIANCE FIBER OPTIC PRODS INC COM NEW 2,148 New 168,474
ALTERA CORP COM 255 New 7,000
AMAZON COM INC COM 670 New 2,000
AMBER RD INC COM 2,340 2,340 New 200,000
ANADIGICS INC COM 1,000 New 1,360,000
APPLE INC COM 2,871 -294 (9.29) 24,415
ATTUNITY LTD SHS NEW 1,777 836 88.80 188,800
AVG TECHNOLOGIES N V SHS 5,883 New 300,000
AVIAT NETWORKS INC COM 300 New 209,800
BANKRATE INC DEL COM 2,386 New 200,000
BOINGO WIRELESS INC COM 5,267 New 660,000
BORDERFREE INC COM 979 979 New 100,000
BOTTOMLINE TECH DEL INC COM 1,675 New 67,000
BRIGHTCOVE INC COM 2,953 New 471,000