HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 06/30/2014

Position Statistics

Total Positions 85
New Positions 5
Increased Positions 10
Decreased Positions 4
Positions with Activity 14
Sold Out Positions 2
Total Mkt Value (in $ millions) 229

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.25%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.33%
Healthcare 0.92%
Services 5.93%
Technology 90.12%
Transportation
Utilities

85 Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
51JOB INC SP ADR REP COM 2,854 1,427 100 80,000
ACTUATE CORP COM 7,237 New 1,594,100
ACXIOM CORP COM 445 New 24,000
ADVENT SOFTWARE INC COM 13,962 New 436,588
AKAMAI TECHNOLOGIES INC COM 1,230 New 20,200
ALLIANCE FIBER OPTIC PRODS INC COM NEW 2,333 New 168,474
ALTERA CORP COM 241 New 7,000
AMAZON COM INC COM 670 New 2,000
ANADIGICS INC COM 857 New 1,360,000
APPLE INC COM 2,706 New 26,915
ATTUNITY LTD SHS NEW 654 654 New 100,000
AVG TECHNOLOGIES N V SHS 5,340 New 300,000
AVIAT NETWORKS INC COM 273 New 209,800
BANKRATE INC DEL COM 3,042 3,042 New 200,000
BOINGO WIRELESS INC COM 4,171 New 660,000
BOTTOMLINE TECH DEL INC COM 1,919 New 67,000
BRIGHTCOVE INC COM 2,901 New 471,000
CADENCE DESIGN SYSTEM INC COM 870 New 50,000
CALLIDUS SOFTWARE INC COM 2,930 1,127 62.50 260,000
CAVIUM INC COM 8,633 New 157,500