HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 06/30/2014

Position Statistics

Total Positions 85
New Positions 5
Increased Positions 10
Decreased Positions 4
Positions with Activity 14
Sold Out Positions 2
Total Mkt Value (in $ millions) 231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.13%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.21%
Healthcare 0.86%
Services 5.94%
Technology 90.38%
Transportation
Utilities

85 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
NQ MOBILE INC ADR REPSTG CL A 268 New 41,000
GOOGLE INC CL A 943 New 1,620
YELP INC CL A 7,418 New 90,000
GOOGLE INC CL C -926 Sold Out 0
ACTUATE CORP COM 7,078 New 1,594,100
ACXIOM CORP COM 445 New 24,000
ADVENT SOFTWARE INC COM 14,106 New 436,588
AKAMAI TECHNOLOGIES INC COM 1,220 New 20,200
ALTERA CORP COM 247 New 7,000
AMAZON COM INC COM 678 New 2,000
ANADIGICS INC COM 853 New 1,360,000
APPLE INC COM 2,759 New 26,915
AVIAT NETWORKS INC COM 329 New 209,800
BANKRATE INC DEL COM 2,808 2,808 New 200,000
BOINGO WIRELESS INC COM 4,594 New 660,000
BOTTOMLINE TECH DEL INC COM 1,887 New 67,000
BRIGHTCOVE INC COM 2,864 New 471,000
CADENCE DESIGN SYSTEM INC COM 882 New 50,000
CALLIDUS SOFTWARE INC COM 2,985 1,148 62.50 260,000
CAVIUM INC COM 8,848 New 157,500