HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 06/30/2014

Position Statistics

Total Positions 85
New Positions 5
Increased Positions 10
Decreased Positions 4
Positions with Activity 14
Sold Out Positions 2
Total Mkt Value (in $ millions) 228

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.23%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.32%
Healthcare 0.95%
Services 5.95%
Technology 90.1%
Transportation
Utilities

85 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
NQ MOBILE INC ADR REPSTG CL A 280 New 41,000
GOOGLE INC CL A 965 New 1,620
YELP INC CL A 7,227 New 90,000
GOOGLE INC CL C -947 Sold Out 0
ACTUATE CORP COM 7,221 New 1,594,100
ACXIOM CORP COM 442 New 24,000
ADVENT SOFTWARE INC COM 13,691 New 436,588
AKAMAI TECHNOLOGIES INC COM 1,231 New 20,200
ALTERA CORP COM 243 New 7,000
AMAZON COM INC COM 672 New 2,000
ANADIGICS INC COM 846 New 1,360,000
APPLE INC COM 2,707 New 26,915
AVIAT NETWORKS INC COM 269 New 209,800
BANKRATE INC DEL COM 3,018 3,018 New 200,000
BOINGO WIRELESS INC COM 4,132 New 660,000
BOTTOMLINE TECH DEL INC COM 1,922 New 67,000
BRIGHTCOVE INC COM 2,873 New 471,000
CADENCE DESIGN SYSTEM INC COM 862 New 50,000
CALLIDUS SOFTWARE INC COM 2,925 1,125 62.50 260,000
CAVIUM INC COM 8,664 New 157,500