HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 12/31/2013

Position Statistics

Total Positions 83
New Positions 3
Increased Positions 3
Decreased Positions 4
Positions with Activity 7
Sold Out Positions 1
Total Mkt Value (in $ millions) 239

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.01%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 1.08%
Services 5.11%
Technology 92.79%
Transportation
Utilities

83 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
NQ MOBILE INC ADR REPSTG CL A 529 -439 (45.33) 41,000
GOOGLE INC CL A 880 New 1,620
YELP INC CL A 8,433 New 130,000
GOOGLE INC CL C 868 New 1,620
ACTUATE CORP COM 9,214 New 1,594,100
ACXIOM CORP COM 755 New 24,000
ADVENT SOFTWARE INC COM 12,531 New 446,588
AKAMAI TECHNOLOGIES INC COM 1,097 New 20,200
ALTERA CORP COM 241 New 7,000
AMAZON COM INC COM 650 New 2,000
ANADIGICS INC COM 1,958 New 1,360,000
APPLE INC COM 2,018 New 3,845
ATMEL CORP COM 669 New 84,000
ATMI INC COM 19,714 -680 (3.33) 580,000
AVIAT NETWORKS INC COM 320 New 209,800
BOINGO WIRELESS INC COM 4,349 New 660,000
BOTTOMLINE TECH DEL INC COM 2,173 New 67,000
BRIGHTCOVE INC COM 2,133 New 250,997
CADENCE DESIGN SYSTEM INC COM 743 New 50,000
CAVIUM INC COM 6,645 New 157,500