HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 12/31/2014

Position Statistics

Total Positions 89
New Positions 2
Increased Positions 3
Decreased Positions 7
Positions with Activity 10
Sold Out Positions 6
Total Mkt Value (in $ millions) 276

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.76%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy
Financial 0.88%
Healthcare 0.76%
Services 4.44%
Technology 90.77%
Transportation
Utilities

89 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AMBER RD INC COM -1,740 Sold Out 0
BORDERFREE INC COM -692 Sold Out 0
ENERGY FOCUS INC COM NEW -1,058 Sold Out 0
GOOGLE INC CL C -849 Sold Out 0
MRV COMMUNICATIONS INC COM NEW -979 Sold Out 0
TECOGEN INC NEW COM NEW -1,044 Sold Out 0
CYPRESS SEMICONDUCTOR CORP COM 5,565 -1,625 (22.6) 420,638
51JOB INC SP ADR REP COM 2,842 New 80,000
8X8 INC NEW COM 1,135 New 130,000
ACXIOM CORP COM 438 New 24,000
ADVENT SOFTWARE INC COM 19,027 New 436,588
AKAMAI TECHNOLOGIES INC COM 1,452 New 20,200
ALLIANCE FIBER OPTIC PRODS INC COM NEW 3,054 New 168,474
ALTERA CORP COM 308 New 7,000
AMAZON COM INC COM 751 New 2,000
ANADIGICS INC COM 1,890 New 1,360,000
APPLE INC COM 3,046 New 24,415
ATTUNITY LTD SHS NEW 1,886 New 188,800
AVG TECHNOLOGIES N V SHS 6,306 New 300,000
AVIAT NETWORKS INC COM 248 New 209,800