HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 12/31/2014

Position Statistics

Total Positions 89
New Positions 2
Increased Positions 3
Decreased Positions 7
Positions with Activity 10
Sold Out Positions 6
Total Mkt Value (in $ millions) 269

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.66%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy
Financial 0.85%
Healthcare 0.9%
Services 4.22%
Technology 91.11%
Transportation
Utilities

89 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
AMBER RD INC COM -1,838 Sold Out 0
CYPRESS SEMICONDUCTOR CORP COM 5,935 -1,733 (22.6) 420,638
TECOGEN INC NEW COM NEW -1,109 Sold Out 0
ENERGY FOCUS INC COM NEW -998 Sold Out 0
GOOGLE INC CL C -894 Sold Out 0
MRV COMMUNICATIONS INC COM NEW -821 Sold Out 0
BORDERFREE INC COM -615 Sold Out 0
51JOB INC SP ADR REP COM 2,626 New 80,000
8X8 INC NEW COM 1,099 New 130,000
ACXIOM CORP COM 451 New 24,000
ADVENT SOFTWARE INC COM 19,258 New 436,588
AKAMAI TECHNOLOGIES INC COM 1,452 New 20,200
ALLIANCE FIBER OPTIC PRODS INC COM NEW 2,931 New 168,474
ALTERA CORP COM 300 New 7,000
AMAZON COM INC COM 749 New 2,000
ANADIGICS INC COM 1,836 New 1,360,000
APPLE INC COM 3,085 New 24,415
ATTUNITY LTD SHS NEW 1,872 New 188,800
AVG TECHNOLOGIES N V SHS 6,603 New 300,000
AVIAT NETWORKS INC COM 256 New 209,800