HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 06/30/2014

Position Statistics

Total Positions 85
New Positions 5
Increased Positions 10
Decreased Positions 4
Positions with Activity 14
Sold Out Positions 2
Total Mkt Value (in $ millions) 231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.17%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.26%
Healthcare 0.91%
Services 5.97%
Technology 90.21%
Transportation
Utilities

85 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
TESSERA TECHNOLOGIES INC COM 4,885 -4,974 (50.45) 165,587
MICROS SYS INC COM 2,714 -2,714 (50) 40,000
CHECK POINT SOFTWARE TECH LTD ORD -1,725 Sold Out 0
GOOGLE INC CL C -936 Sold Out 0
ACTUATE CORP COM 7,189 New 1,594,100
ACXIOM CORP COM 445 New 24,000
ADVENT SOFTWARE INC COM 13,886 New 436,588
AKAMAI TECHNOLOGIES INC COM 1,223 New 20,200
ALLIANCE FIBER OPTIC PRODS INC COM NEW 2,482 New 168,474
ALTERA CORP COM 242 New 7,000
AMAZON COM INC COM 684 New 2,000
ANADIGICS INC COM 870 New 1,360,000
APPLE INC COM 2,715 New 26,915
AVG TECHNOLOGIES N V SHS 5,259 New 300,000
AVIAT NETWORKS INC COM 313 New 209,800
BOINGO WIRELESS INC COM 4,310 New 660,000
BOTTOMLINE TECH DEL INC COM 1,924 New 67,000
BRIGHTCOVE INC COM 2,878 New 471,000
CADENCE DESIGN SYSTEM INC COM 876 New 50,000
CAVIUM INC COM 8,754 New 157,500