HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 12/31/2015

Position Statistics

Total Positions 82
New Positions 2
Increased Positions 6
Decreased Positions 3
Positions with Activity 9
Sold Out Positions 2
Total Mkt Value (in $ millions) 231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 3.55%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.38%
Healthcare 0.72%
Services 6.31%
Technology 80.93%
Transportation
Utilities

82 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
PROOFPOINT INC COM 5,457 -1,595 (22.61) 92,403
CHECK POINT SOFTWARE TECH LTD ORD -1,221 Sold Out 0
MICROSEMI CORP COM -208 Sold Out 0
21VIANET GROUP INC SPONSORED ADR 1,295 New 65,000
51JOB INC SP ADR REP COM 2,836 New 94,000
ACXIOM CORP COM 526 New 24,000
AKAMAI TECHNOLOGIES INC COM 1,029 New 20,200
ALLIANCE FIBER OPTIC PRODS INC COM NEW 3,120 New 168,474
ALPHABET INC CAP STK CL C 1,134 New 1,624
ALPHABET INC CAP STK CL A 1,157 New 1,620
AMAZON COM INC COM 1,368 New 2,000
APPLE INC COM 2,120 New 22,635
ARISTA NETWORKS INC COM 198 New 2,950
ATTUNITY LTD SHS NEW 2,015 New 294,200
AVG TECHNOLOGIES N V SHS 5,913 New 300,000
BANKRATE INC DEL COM 4,064 New 450,000
BARRACUDA NETWORKS INC COM 3,928 New 230,000
BITAUTO HLDGS LTD SPONSORED ADS 2,475 New 100,000
BOINGO WIRELESS INC COM 5,095 New 660,000
BOTTOMLINE TECH DEL INC COM 1,663 New 67,000