HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 09/30/2014

Position Statistics

Total Positions 90
New Positions 10
Increased Positions 12
Decreased Positions 3
Positions with Activity 15
Sold Out Positions 1
Total Mkt Value (in $ millions) 252

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.7%
Consumer Cyclical 0.35%
Consumer/Non-Cyclical
Energy
Financial 0.99%
Healthcare 0.86%
Services 4.76%
Technology 90.55%
Transportation
Utilities

90 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PLANET PAYMENT INC SHS 1,753 New 1,082,000
ATTUNITY LTD SHS NEW 1,729 813 88.80 188,800
BOTTOMLINE TECH DEL INC COM 1,660 New 67,000
TOP IMAGE SYSTEMS LTD ORD 1,470 New 500,000
ANADIGICS INC COM 1,469 New 1,360,000
GUIDANCE SOFTWARE INC COM 1,312 New 200,000
MICRON TECHNOLOGY INC COM 1,258 New 43,000
INTEL CORP COM 1,256 New 38,000
MRV COMMUNICATIONS INC COM NEW 1,194 1,194 New 117,010
AKAMAI TECHNOLOGIES INC COM 1,175 New 20,200
CHECK POINT SOFTWARE TECH LTD ORD 1,138 1,138 New 14,750
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 1,090 New 48,000
LANTRONIX INC COM NEW 1,088 New 566,666
GLU MOBILE INC COM 1,053 1,053 New 300,000
8X8 INC NEW COM 1,002 1,002 New 130,000
TECOGEN INC NEW COM NEW 998 998 New 210,526
CADENCE DESIGN SYSTEM INC COM 900 New 50,000
KEYW HLDG CORP COM 889 New 100,000
ENERGY FOCUS INC COM NEW 880 880 New 200,000
WESTERN DIGITAL CORP COM 875 New 9,000