HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 06/30/2014

Position Statistics

Total Positions 84
New Positions 5
Increased Positions 10
Decreased Positions 3
Positions with Activity 13
Sold Out Positions 2
Total Mkt Value (in $ millions) 207

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.89%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.96%
Healthcare 0.78%
Services 5.6%
Technology 91.23%
Transportation
Utilities

84 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPANSION INC COM CL A NEW 3,575 New 221,200
HYDROGENICS CORP NEW COM NEW 3,274 New 210,000
CALLIDUS SOFTWARE INC COM 3,266 1,256 62.50 260,000
PEREGRINE SEMICONDUCTOR CORP COM 2,850 New 230,000
SPS COMM INC COM 2,795 New 50,000
APPLE INC COM 2,629 New 26,915
BRIGHTCOVE INC COM 2,459 New 471,000
51JOB INC SP ADR REP COM 2,414 1,207 100 80,000
MOSYS INC COM 2,364 New 920,000
FABRINET SHS 2,255 New 140,000
ALLIANCE FIBER OPTIC PRODS INC COM NEW 2,065 New 168,474
CHIPMOS TECH BERMUDA LTD SHS 2,064 New 105,000
SUPPORT COM INC COM 2,052 New 1,047,100
BANKRATE INC DEL COM 1,992 1,992 New 200,000
TOP IMAGE SYSTEMS LTD ORD 1,945 New 500,000
PLANET PAYMENT INC SHS 1,850 New 1,082,000
BOTTOMLINE TECH DEL INC COM 1,843 New 67,000
POWER INTEGRATIONS INC COM 1,649 New 35,000
NOVADAQ TECHNOLOGIES INC COM 1,625 New 152,623
INPHI CORP COM 1,585 New 120,000