HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 03/31/2015

Position Statistics

Total Positions 86
New Positions 7
Increased Positions 14
Decreased Positions 7
Positions with Activity 21
Sold Out Positions 5
Total Mkt Value (in $ millions) 232

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 2.95%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.78%
Healthcare 0.76%
Services 5.08%
Technology 86.62%
Transportation
Utilities

86 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CALLIDUS SOFTWARE INC COM 3,882 New 260,000
SPS COMM INC COM 3,562 New 50,000
ALLIANCE FIBER OPTIC PRODS INC COM NEW 3,440 New 168,474
QUALYS INC COM 3,253 1,165 55.80 87,250
IMPERVA INC COM 3,228 3,228 New 50,000
8X8 INC NEW COM 3,071 1,962 176.92 360,000
APPLE INC COM 2,892 -95 (3.2) 23,635
BRIGHTCOVE INC COM 2,812 New 471,000
PLANET PAYMENT INC SHS 2,727 New 1,082,000
FABRINET SHS 2,589 New 140,000
51JOB INC SP ADR REP COM 2,449 New 80,000
MOSYS INC COM 2,374 1,104 86.96 1,720,000
YELP INC CL A 2,343 New 90,000
CHINA DISTANCE ED HLDGS LTD SPONS ADR 1,886 416 28.27 141,093
BOTTOMLINE TECH DEL INC COM 1,836 New 67,000
BANKRATE INC DEL COM 1,814 New 200,000
HYDROGENICS CORP NEW COM NEW 1,793 New 210,000
TOP IMAGE SYSTEMS LTD ORD 1,790 New 500,000
GLU MOBILE INC COM 1,775 New 300,000
GUIDANCE SOFTWARE INC COM 1,768 New 200,000