HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 09/30/2015

Position Statistics

Total Positions 86
New Positions 6
Increased Positions 16
Decreased Positions 10
Positions with Activity 26
Sold Out Positions 5
Total Mkt Value (in $ millions) 207

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 3.22%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 3.17%
Healthcare 0.81%
Services 5.85%
Technology 81.74%
Transportation
Utilities

86 Positions as of 09/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NETSCOUT SYS INC COM 3,150 New 150,000
VASCO DATA SEC INTL INC COM 3,130 New 200,000
PLANET PAYMENT INC SHS 3,084 New 1,082,000
BARRACUDA NETWORKS INC COM 2,818 2,205 360 230,000
51JOB INC SP ADR REP COM 2,618 390 17.50 94,000
BRIGHTCOVE INC COM 2,605 New 471,000
HYDROGENICS CORP NEW COM NEW 2,520 813 47.62 310,000
SPS COMM INC COM 2,470 New 50,000
ALLIANCE FIBER OPTIC PRODS INC COM NEW 2,468 New 168,474
QUALYS INC COM 2,196 New 87,250
APPLE INC COM 2,187 -97 (4.23) 22,635
ATTUNITY LTD SHS NEW 2,101 New 294,200
IMPERVA INC COM 2,098 New 50,000
ORBOTECH LTD ORD 2,083 2,083 New 100,000
BITAUTO HLDGS LTD SPONSORED ADS 1,910 1,910 New 100,000
CHIPMOS TECH BERMUDA LTD SHS 1,890 New 105,000
NIMBLE STORAGE INC COM 1,869 374 24.98 250,182
BOTTOMLINE TECH DEL INC COM 1,812 New 67,000
ZHAOPIN LTD SPONSORED ADR 1,801 1,253 228.57 115,000
YELP INC CL A 1,779 New 90,000