HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 12/31/2013

Position Statistics

Total Positions 83
New Positions 3
Increased Positions 3
Decreased Positions 4
Positions with Activity 7
Sold Out Positions 1
Total Mkt Value (in $ millions) 239

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.01%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 1.08%
Services 5.11%
Technology 92.79%
Transportation
Utilities

4 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ATMI INC COM 19,714 -680 (3.33) 580,000
NQ MOBILE INC ADR REPSTG CL A 529 -439 (45.33) 41,000
LEIDOS HLDGS INC COM 154 -461 (75) 4,112
CHECK POINT SOFTWARE TECH LTD ORD -1,657 Sold Out 0