HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 09/30/2015

Position Statistics

Total Positions 86
New Positions 6
Increased Positions 16
Decreased Positions 10
Positions with Activity 26
Sold Out Positions 5
Total Mkt Value (in $ millions) 197

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 3.36%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 3.21%
Healthcare 0.81%
Services 5.83%
Technology 81.85%
Transportation
Utilities

10 DECREASED Positions as of 09/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR 17,693 -1,063 (5.67) 566,000
APPLE INC COM 2,128 -94 (4.23) 22,635
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 637 -455 (41.67) 28,000
CADENCE DESIGN SYSTEM INC COM 500 -500 (50) 25,000
WESTERN DIGITAL CORP COM 206 -206 (50) 4,500
AVIAT NETWORKS INC COM -143 Sold Out 0
CERAGON NETWORKS LTD ORD -69 Sold Out 0
CHECKPOINT SYS INC COM -92 Sold Out 0
TECHTARGET INC COM -91 Sold Out 0
TESSERA TECHNOLOGIES INC COM -4,572 Sold Out 0