HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 12/31/2013

Position Statistics

Total Positions 83
New Positions 3
Increased Positions 3
Decreased Positions 4
Positions with Activity 7
Sold Out Positions 1
Total Mkt Value (in $ millions) 235

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.02%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 1.13%
Services 5.09%
Technology 92.77%
Transportation
Utilities

7 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ATMI INC COM 19,691 -679 (3.33) 580,000
QUICKLOGIC CORP COM 1,583 1,583 New 325,000
CHINACACHE INTL HLDG LTD SPON ADR 775 775 New 51,263
NQ MOBILE INC ADR REPSTG CL A 517 -428 (45.33) 41,000
CHECKPOINT SYS INC COM 306 306 New 24,750
LEIDOS HLDGS INC COM 153 -460 (75) 4,112
CHECK POINT SOFTWARE TECH LTD ORD -1,641 Sold Out 0