HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 03/31/2015

Position Statistics

Total Positions 87
New Positions 7
Increased Positions 14
Decreased Positions 8
Positions with Activity 22
Sold Out Positions 5
Total Mkt Value (in $ millions) 264

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 2.57%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.92%
Healthcare 0.58%
Services 5.18%
Technology 87.16%
Transportation
Utilities

22 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADVENT SOFTWARE INC COM 17,343 -1,749 (9.16) 396,588
CAVIUM INC COM 10,907 -266 (2.38) 153,750
NIMBLE STORAGE INC COM 5,169 2,582 99.82 200,182
INPHI CORP COM 4,245 1,283 43.33 172,000
ATTUNITY LTD SHS NEW 4,136 1,482 55.83 294,200
MOSYS INC COM 3,939 1,832 86.96 1,720,000
QUALYS INC COM 3,526 1,263 55.80 87,250
APPLE INC COM 3,085 -102 (3.2) 23,635
8X8 INC NEW COM 3,056 1,953 176.92 360,000
IMPERVA INC COM 2,989 2,989 New 50,000
CHINA DISTANCE ED HLDGS LTD SPONS ADR 2,177 480 28.27 141,093
BARRACUDA NETWORKS INC COM 1,970 1,970 New 50,000
21VIANET GROUP INC SPONSORED ADR 1,225 1,225 New 65,000
FIVE9 INC COM 966 966 New 187,914
LIVEPERSON INC COM 865 865 New 90,000
ARISTA NETWORKS INC COM 206 206 New 2,950
CHECKPOINT SYS INC COM 144 144 New 14,750
CHECK POINT SOFTWARE TECH LTD ORD -1,249 Sold Out 0
CYPRESS SEMICONDUCTOR CORP COM -5,813 Sold Out 0
E M C CORP MASS COM -419 Sold Out 0