HERALD INVESTMENT MANAGEMENT LTD Information

10-11 CHARTERHOUSE SQUARE, LONDON, , EC1M 6EE, (207) 553-6308

Report Date: 03/31/2014

Position Statistics

Total Positions 86
New Positions 6
Increased Positions 9
Decreased Positions 10
Positions with Activity 19
Sold Out Positions 5
Total Mkt Value (in $ millions) 222

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.16%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 1.14%
Services 4.4%
Technology 92.95%
Transportation
Utilities

86 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR 13,740 New 600,000
ADVENT SOFTWARE INC COM 13,635 -312 (2.24) 436,588
RADWARE LTD ORD 11,249 New 676,000
PEGASYSTEMS INC COM 8,325 New 381,000
MELLANOX TECHNOLOGIES LTD SHS 7,794 New 178,400
TESSERA TECHNOLOGIES INC COM 7,710 New 334,200
DESCARTES SYS GROUP INC COM 7,491 New 550,000
CAVIUM INC COM 7,209 New 157,500
WEB COM GROUP INC COM 6,730 New 250,000
NETSCOUT SYS INC COM 6,608 New 150,000
ACTUATE CORP COM 6,584 New 1,594,100
YELP INC CL A 6,240 -2,773 (30.77) 90,000
AVG TECHNOLOGIES N V SHS 5,925 New 300,000
VIASAT INC COM 5,806 New 100,000
MICROS SYS INC COM 5,412 New 80,000
MENTOR GRAPHICS CORP COM 5,200 New 250,000
SPANSION INC COM CL A NEW 4,501 2,035 82.51 221,200
CEVA INC COM 4,483 New 318,382
HYDROGENICS CORP NEW COM NEW 4,410 -945 (17.65) 210,000
BOINGO WIRELESS INC COM 4,092 New 660,000