HAVENS ADVISORS LLC Information

600 LEXINGTON AVE, NEW YORK, New York, 10022, (212) 355-0050

Report Date: 12/31/2014

Position Statistics

Total Positions 43
New Positions 8
Increased Positions 19
Decreased Positions 18
Positions with Activity 37
Sold Out Positions 11
Total Mkt Value (in $ millions) 114

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.39%
Capital Goods 7.46%
Conglomerates
Consumer Cyclical 8.03%
Consumer/Non-Cyclical 0%
Energy 4.04%
Financial 9.04%
Healthcare 25.18%
Services 41.85%
Technology 1.76%
Transportation
Utilities

43 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FAMILY DLR STORES INC COM 13,379 -716 (5.08) 169,908
ALLERGAN INC COM 11,898 1,424 13.60 51,120
TIME WARNER CABLE INC COM 11,092 770 7.46 72,000
TRW AUTOMOTIVE HLDGS CORP COM 9,171 936 11.37 87,984
DIRECTV COM 7,177 1,683 30.65 81,000
DRESSER-RAND GROUP INC COM 6,104 3,663 150 75,000
MEDTRONIC PLC SHS 5,934 -371 (5.88) 76,480
ENDO INTL PLC SHS 4,698 2,789 146.15 54,880
INTERNATIONAL GAME TECHNOLOGY COM 3,755 276 7.93 210,471
VENTAS INC COM 3,744 1,418 60.97 50,269
WESTERN UN CO COM 3,082 New 157,883
TALISMAN ENERGY INC COM 2,840 2,840 New 365,000
GFI GROUP INC COM 2,801 597 27.07 460,000
ALBEMARLE CORP COM 2,717 1,250 85.19 48,030
HUDSON CITY BANCORP COM 2,538 -1,220 (32.47) 260,000
BROOKFIELD RESIDENTIAL PPTYS I COM 2,420 2,420 New 100,000
CAREFUSION CORP COM 2,283 2,283 New 38,000
BLOCK H & R INC COM 2,117 717 51.22 62,000
HSBC HLDGS PLC SPON ADR NEW 2,113 New 47,353
MORGANS HOTEL GROUP CO COM 2,045 -464 (18.49) 263,512