HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 12/31/2013

Position Statistics

Total Positions 166
New Positions 38
Increased Positions 73
Decreased Positions 88
Positions with Activity 161
Sold Out Positions 42
Total Mkt Value (in $ millions) 669

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.66%
Capital Goods 2.3%
Conglomerates 0%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 5.85%
Energy
Financial 20.17%
Healthcare 0.71%
Services 12.71%
Technology 47.5%
Transportation
Utilities

166 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNI PIXEL INC COM NEW 288 288 New 40,000
VOXELJET AG ADS 158 158 New 10,000
PARAMETRIC SOUND CORP COM NEW 126 126 New 10,000
VELTI PLC ST HELIER SHS 73 New 3,666,667
AMERICAN INTL GROUP INC WT EXP 011921 -732 Sold Out 0
AMIRA NATURE FOODS LTD SHS -2,941 Sold Out 0
ARCTIC CAT INC COM -2,060 Sold Out 0
ASSURED GUARANTY LTD COM -836 Sold Out 0
BAZAARVOICE INC COM -3,453 Sold Out 0
BLACKSTONE MTG TR INC COM CL A -1,047 Sold Out 0
BROADCOM CORP CL A -4,515 Sold Out 0
CAESARS ENTMT CORP COM -2,882 Sold Out 0
CALIX INC COM -3,418 Sold Out 0
CARBONITE INC COM -4,862 Sold Out 0
CYAN INC COM -690 Sold Out 0
E M C CORP MASS COM -2,757 Sold Out 0
ELECTRONIC ARTS INC COM -12,407 Sold Out 0
EXONE CO COM -694 Sold Out 0
FABRINET SHS -1,886 Sold Out 0
IMPAC MTG HLDGS INC COM NEW -78 Sold Out 0