HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 03/31/2014

Position Statistics

Total Positions 162
New Positions 39
Increased Positions 82
Decreased Positions 72
Positions with Activity 154
Sold Out Positions 28
Total Mkt Value (in $ millions) 746

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.9%
Capital Goods 1.71%
Conglomerates
Consumer Cyclical 0.15%
Consumer/Non-Cyclical 4.81%
Energy
Financial 19.03%
Healthcare 0.79%
Services 15.4%
Technology 47.69%
Transportation
Utilities

162 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NQ MOBILE INC ADR REPSTG CL A 913 913 New 170,000
HIMAX TECHNOLOGIES INC SPONSORED ADR 909 909 New 150,000
BLUELINX HLDGS INC COM 876 198 29.23 701,155
PROVIDENT FINL HLDGS INC COM 864 -204 (19.1) 60,359
MVC CAPITAL INC COM 770 -1,281 (62.46) 59,786
AMYRIS INC COM 728 -1,820 (71.43) 200,000
INTEGRATED DEVICE TECHNOLOGY COM 672 672 New 44,072
PURECYCLE CORP COM NEW 663 New 95,000
SILICON GRAPHICS INTL CORP COM 647 -394 (37.84) 69,672
OCLARO INC COM NEW 416 416 New 200,000
DAQO NEW ENERGY CORP SPNSRD ADR NEW 398 -292 (42.31) 15,000
22ND CENTY GROUP INC COM 312 312 New 114,600
NEONODE INC COM NEW 239 -48 (16.67) 75,000
DEMAND MEDIA INC COM 50 50 New 9,834
AGCO CORP COM -3,007 Sold Out 0
ALCATEL-LUCENT SPONSORED ADR -3,393 Sold Out 0
ALTISOURCE PORTFOLIO SOLNS SA REG SHS -3,135 Sold Out 0
AMERICAN APPAREL INC COM -763 Sold Out 0
ANALOG DEVICES INC COM -1,730 Sold Out 0
BLACKHAWK NETWORK HLDGS INC CL B -357 Sold Out 0