HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 12/31/2013

Position Statistics

Total Positions 165
New Positions 38
Increased Positions 72
Decreased Positions 88
Positions with Activity 160
Sold Out Positions 42
Total Mkt Value (in $ millions) 656

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.74%
Capital Goods 2.31%
Conglomerates 0%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 5.95%
Energy
Financial 20.11%
Healthcare 0.71%
Services 12.83%
Technology 47.28%
Transportation
Utilities

165 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LITHIA MTRS INC CL A 2,914 -997 (25.5) 45,000
LINDSAY CORP COM 2,735 2,735 New 31,000
SKYWORKS SOLUTIONS INC COM 2,693 -248 (8.43) 77,152
CHINA FIN ONLINE CO LTD SPONSORED ADR 2,644 -997 (27.38) 625,000
RESEARCH FRONTIERS INC COM 2,530 2,530 New 500,000
AGRIUM INC COM 2,473 2,473 New 27,000
AMYRIS INC COM 2,443 2,443 New 700,000
REDWOOD TR INC COM 2,431 2,431 New 121,300
LYON WILLIAM HOMES CL A NEW 2,400 -838 (25.87) 89,352
BROOKFIELD RESIDENTIAL PPTYS I COM 2,353 -370 (13.59) 115,272
HERITAGE OAKS BANCORP COM 2,328 1,772 319.02 292,064
CBRE GROUP INC CL A 2,255 2,255 New 85,835
ACCELERATE DIAGNOSTICS INC COM 2,167 2,167 New 120,000
SIMPLICITY BANCORP COM 2,114 643 43.69 122,647
MVC CAPITAL INC COM 2,094 -275 (11.59) 159,239
CAI INTERNATIONAL INC COM 2,062 -890 (30.15) 86,567
AVAGO TECHNOLOGIES LTD SHS 2,038 -585 (22.32) 34,820
FINISAR CORP COM NEW 1,997 -87 (4.16) 79,343
OFS CAP CORP COM 1,927 145 8.16 153,285
LUBYS INC COM 1,878 117 6.67 320,000