HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 12/31/2013

Position Statistics

Total Positions 166
New Positions 38
Increased Positions 73
Decreased Positions 88
Positions with Activity 161
Sold Out Positions 42
Total Mkt Value (in $ millions) 669

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.66%
Capital Goods 2.3%
Conglomerates 0%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 5.85%
Energy
Financial 20.17%
Healthcare 0.71%
Services 12.71%
Technology 47.5%
Transportation
Utilities

166 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MAGNACHIP SEMICONDUCTOR CORP N COM 7,958 755 10.48 580,000
QUICKLOGIC CORP COM 7,315 7,315 New 1,440,000
XOOM CORP COM 7,054 2,539 56.25 375,000
WAGEWORKS INC COM 6,975 -1,395 (16.67) 150,000
VIOLIN MEMORY INC COM 6,906 6,906 New 1,812,596
TOWER SEMICONDUCTOR LTD SHS NEW 6,874 6,874 New 804,937
TRIMBLE NAVIGATION LTD COM 6,834 -474 (6.49) 173,000
NEWPORT CORP COM 6,800 6,800 New 344,133
MITEL NETWORKS CORP COM 6,608 6,608 New 735,000
SPANSION INC COM CL A NEW 5,818 5,818 New 312,120
CIFC CORP COM 5,320 86 1.65 702,810
US BANCORP DEL COM NEW 5,188 -1,186 (18.61) 128,896
DISCOVER FINL SVCS COM 5,168 -1,682 (24.55) 90,884
OPPENHEIMER HLDGS INC CL A NON VTG 4,866 180 3.85 181,366
MONSANTO CO NEW COM 4,857 -294 (5.7) 43,000
NORTH VALLEY BANCORP COM NEW 4,723 1,298 37.91 206,705
ZOETIS INC CL A 4,719 -143 (2.94) 165,000
STATE STR CORP COM 4,576 200 4.57 69,834
GENWORTH FINL INC COM CL A 4,464 4,464 New 264,460
HIGHER ONE HLDGS INC COM 4,440 4,440 New 750,000