HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 06/30/2014

Position Statistics

Total Positions 152
New Positions 19
Increased Positions 69
Decreased Positions 67
Positions with Activity 136
Sold Out Positions 36
Total Mkt Value (in $ millions) 782

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.39%
Capital Goods 1.48%
Conglomerates 0.02%
Consumer Cyclical 0%
Consumer/Non-Cyclical 5.67%
Energy
Financial 18.22%
Healthcare 1.27%
Services 21.65%
Technology 42.24%
Transportation
Utilities

36 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
22ND CENTY GROUP INC COM -311 Sold Out 0
ACCELERATE DIAGNOSTICS INC COM -919 Sold Out 0
ADTRAN INC COM -1,190 Sold Out 0
AGRIUM INC COM -2,794 Sold Out 0
ARLINGTON ASSET INVT CORP CL A NEW -1,396 Sold Out 0
BLACKBERRY LTD COM -5,717 Sold Out 0
BLUCORA INC COM -4,220 Sold Out 0
CHINA FIN ONLINE CO LTD SPONSORED ADR -2,460 Sold Out 0
COLUMBIA PPTY TR INC COM NEW -2,236 Sold Out 0
COMMVAULT SYSTEMS INC COM -1,190 Sold Out 0
DAQO NEW ENERGY CORP SPNSRD ADR NEW -641 Sold Out 0
DATAWATCH CORP COM NEW -873 Sold Out 0
DEMAND MEDIA INC COM NEW -19 Sold Out 0
ELLIE MAE INC COM -3,408 Sold Out 0
FINISAR CORP COM NEW -1,247 Sold Out 0
HIMAX TECHNOLOGIES INC SPONSORED ADR -1,343 Sold Out 0
LINEAR TECHNOLOGY CORP COM -1,551 Sold Out 0
MITEK SYS INC COM NEW -1,239 Sold Out 0
MONTAGE TECHNOLOGY GROUP LTD SHS -892 Sold Out 0
MVC CAPITAL INC COM -682 Sold Out 0