HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 12/31/2013

Position Statistics

Total Positions 166
New Positions 38
Increased Positions 73
Decreased Positions 88
Positions with Activity 161
Sold Out Positions 42
Total Mkt Value (in $ millions) 669

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.66%
Capital Goods 2.3%
Conglomerates 0%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 5.85%
Energy
Financial 20.17%
Healthcare 0.71%
Services 12.71%
Technology 47.5%
Transportation
Utilities

42 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AMERICAN INTL GROUP INC WT EXP 011921 -732 Sold Out 0
AMIRA NATURE FOODS LTD SHS -2,941 Sold Out 0
ARCTIC CAT INC COM -2,060 Sold Out 0
ASSURED GUARANTY LTD COM -836 Sold Out 0
BAZAARVOICE INC COM -3,453 Sold Out 0
BLACKSTONE MTG TR INC COM CL A -1,047 Sold Out 0
BROADCOM CORP CL A -4,515 Sold Out 0
CAESARS ENTMT CORP COM -2,882 Sold Out 0
CALIX INC COM -3,418 Sold Out 0
CARBONITE INC COM -4,862 Sold Out 0
CYAN INC COM -690 Sold Out 0
E M C CORP MASS COM -2,757 Sold Out 0
ELECTRONIC ARTS INC COM -12,407 Sold Out 0
EXONE CO COM -694 Sold Out 0
FABRINET SHS -1,886 Sold Out 0
IMPAC MTG HLDGS INC COM NEW -78 Sold Out 0
INFORMATICA CORP COM -11,520 Sold Out 0
INVENSENSE INC COM -1,547 Sold Out 0
IXIA COM -1,224 Sold Out 0
JABIL CIRCUIT INC COM -1,211 Sold Out 0