HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 06/30/2014

Position Statistics

Total Positions 152
New Positions 19
Increased Positions 69
Decreased Positions 67
Positions with Activity 136
Sold Out Positions 36
Total Mkt Value (in $ millions) 784

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.84%
Capital Goods 1.51%
Conglomerates 0.02%
Consumer Cyclical 0%
Consumer/Non-Cyclical 5.61%
Energy
Financial 17.78%
Healthcare 1.26%
Services 21.52%
Technology 42.54%
Transportation
Utilities

36 Sold Out Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
NQ MOBILE INC ADR REPSTG CL A -1,161 Sold Out 0
SQUARE 1 FINL INC CL A -1,090 Sold Out 0
ARLINGTON ASSET INVT CORP CL A NEW -1,406 Sold Out 0
22ND CENTY GROUP INC COM -340 Sold Out 0
ACCELERATE DIAGNOSTICS INC COM -923 Sold Out 0
ADTRAN INC COM -1,233 Sold Out 0
AGRIUM INC COM -2,796 Sold Out 0
BLACKBERRY LTD COM -5,334 Sold Out 0
BLUCORA INC COM -4,035 Sold Out 0
COMMVAULT SYSTEMS INC COM -1,221 Sold Out 0
ELLIE MAE INC COM -3,537 Sold Out 0
LINEAR TECHNOLOGY CORP COM -1,551 Sold Out 0
MVC CAPITAL INC COM -753 Sold Out 0
NATIONSTAR MTG HLDGS INC COM -1,744 Sold Out 0
PACWEST BANCORP DEL COM -3,463 Sold Out 0
PDF SOLUTIONS INC COM -1,481 Sold Out 0
QUALCOMM INC COM -1,259 Sold Out 0
QUICKLOGIC CORP COM -4,835 Sold Out 0
RESEARCH FRONTIERS INC COM -2,515 Sold Out 0
REVOLUTION LIGHTING TECHNOLOGI COM -1,070 Sold Out 0