HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 12/31/2013

Position Statistics

Total Positions 166
New Positions 38
Increased Positions 73
Decreased Positions 88
Positions with Activity 161
Sold Out Positions 42
Total Mkt Value (in $ millions) 666

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.74%
Capital Goods 2.29%
Conglomerates 0%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 5.95%
Energy
Financial 20.28%
Healthcare 0.71%
Services 12.8%
Technology 47.15%
Transportation
Utilities

42 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KKR FINL HLDGS LLC COM -1,616 Sold Out 0
MIX TELEMATICS LTD SPONSORED ADR -502 Sold Out 0
NEW MEDIA INVT GROUP INC COM -84 Sold Out 0
NEW RESIDENTIAL INVT CORP COM -1,539 Sold Out 0
NEWCASTLE INVT CORP COM -352 Sold Out 0
OCWEN FINL CORP COM NEW -7,106 Sold Out 0
OMNIVISION TECHNOLOGIES INC COM -6,334 Sold Out 0
PALO ALTO NETWORKS INC COM -11,174 Sold Out 0
PERFORMANT FINL CORP COM -1,175 Sold Out 0
PHH CORP COM NEW -11,624 Sold Out 0
PILGRIMS PRIDE CORP NEW COM -3,539 Sold Out 0
RACKSPACE HOSTING INC COM -871 Sold Out 0
RENTECH NITROGEN PARTNERS L P COM UNIT -1,800 Sold Out 0
RUBY TUESDAY INC COM -1,785 Sold Out 0
SEARS HOMETOWN & OUTLET STORES COM -647 Sold Out 0
SHUTTERFLY INC COM -5,249 Sold Out 0
SI FINL GROUP INC MD COM -1,337 Sold Out 0
SOHU COM INC COM -6,114 Sold Out 0
TITAN MACHY INC COM -2,179 Sold Out 0
USEC INC COM NEW -154 Sold Out 0