HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 12/31/2015

Position Statistics

Total Positions 145
New Positions 16
Increased Positions 58
Decreased Positions 81
Positions with Activity 139
Sold Out Positions 37
Total Mkt Value (in $ millions) 530

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 11.99%
Capital Goods 1.3%
Conglomerates
Consumer Cyclical 0.37%
Consumer/Non-Cyclical 4.36%
Energy
Financial 15.93%
Healthcare 1.7%
Services 24.03%
Technology 30.18%
Transportation
Utilities

37 Sold Out Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERIS BANCORP COM -754 Sold Out 0
ASSURED GUARANTY LTD COM -587 Sold Out 0
BLACKHAWK NETWORK HLDGS INC COM -676 Sold Out 0
BLUCORA INC COM -6,008 Sold Out 0
BOJANGLES INC COM -4,055 Sold Out 0
CF INDS HLDGS INC COM -2,150 Sold Out 0
CLEARFIELD INC COM -1,392 Sold Out 0
CODE REBEL CORP COM -28 Sold Out 0
CONNECTURE INC COM -85 Sold Out 0
FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM -1,348 Sold Out 0
FNB CORP PA COM -1,540 Sold Out 0
GLADSTONE INVT CORP COM -294 Sold Out 0
GREEN BANCORP INC COM -347 Sold Out 0
HERITAGE FINL CORP WASH COM -585 Sold Out 0
IMPAC MTG HLDGS INC COM NEW -193 Sold Out 0
INTERSECTIONS INC COM -67 Sold Out 0
IXIA COM -598 Sold Out 0
KEYCORP NEW COM -1,966 Sold Out 0
LAZARD LTD SHS A -402 Sold Out 0
MICROSEMI CORP COM -858 Sold Out 0