HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 09/30/2014

Position Statistics

Total Positions 158
New Positions 43
Increased Positions 84
Decreased Positions 66
Positions with Activity 150
Sold Out Positions 31
Total Mkt Value (in $ millions) 775

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.48%
Capital Goods 1.86%
Conglomerates 0.6%
Consumer Cyclical 4.89%
Consumer/Non-Cyclical 4.36%
Energy
Financial 15.6%
Healthcare 2.46%
Services 21.35%
Technology 37.48%
Transportation
Utilities

31 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AEROHIVE NETWORKS INC COM -401 Sold Out 0
ALTISOURCE PORTFOLIO SOLNS SA REG SHS -925 Sold Out 0
APPLE INC COM -36,621 Sold Out 0
APPLIED MICRO CIRCUITS CORP COM NEW -561 Sold Out 0
BNCCORP INC COM -1,019 Sold Out 0
CONTROL4 CORP COM -1,533 Sold Out 0
CRIMSON WINE GROUP LTD COM -1,343 Sold Out 0
EXONE CO COM -104 Sold Out 0
F M C CORP COM NEW -3,141 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -1,448 Sold Out 0
KEYW HLDG CORP COM -843 Sold Out 0
LIBERATOR MEDICAL HLDGS INC COM -901 Sold Out 0
LOGITECH INTL S A SHS -1,474 Sold Out 0
MAGNACHIP SEMICONDUCTOR CORP N COM -9,905 Sold Out 0
MARVELL TECHNOLOGY GROUP LTD ORD -14,507 Sold Out 0
MICROSEMI CORP COM -1,080 Sold Out 0
MITEL NETWORKS CORP COM -7,099 Sold Out 0
MONEYGRAM INTL INC COM NEW -1,438 Sold Out 0
NORTHSTAR RLTY FIN CORP COM -5,917 Sold Out 0
ORITANI FINL CORP DEL COM -1,726 Sold Out 0