HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 03/31/2015

Position Statistics

Total Positions 165
New Positions 39
Increased Positions 92
Decreased Positions 69
Positions with Activity 161
Sold Out Positions 27
Total Mkt Value (in $ millions) 671

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.92%
Capital Goods 1.3%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical 5.15%
Energy 1.92%
Financial 17.22%
Healthcare 1.11%
Services 17.67%
Technology 41.11%
Transportation
Utilities

39 New Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ORGANOVO HLDGS INC COM 118 118 New 31,600
RESONANT INC COM 278 278 New 83,900
CITIZENS FINL GROUP INC COM 316 316 New 11,650
GLADSTONE INVT CORP COM 375 375 New 46,962
BANCORP INC DEL COM 388 388 New 41,206
READING INTERNATIONAL INC CL A 388 388 New 27,798
GLADSTONE CAPITAL CORP COM 432 432 New 52,767
SQUARE 1 FINL INC CL A 457 457 New 16,849
PLUG POWER INC COM NEW 464 464 New 200,000
FIFTH THIRD BANCORP COM 521 521 New 24,877
PARK CITY GROUP INC COM NEW 569 569 New 45,000
IXIA COM 573 573 New 46,059
WORLD ACCEP CORP DEL COM 612 612 New 10,000
ORITANI FINL CORP DEL COM 637 637 New 40,250
CALIX INC COM 707 707 New 93,986
SECOND SIGHT MED PRODS INC COM 710 710 New 50,531
MOMO INC ADR 725 725 New 45,000
BLUEROCK RESIDENT GR REIT INC COM CL A 796 796 New 63,191
VOYA FINL INC COM 895 895 New 19,045
BLACKHAWK NETWORK HLDGS INC COM 1,011 1,011 New 24,406