HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 09/30/2014

Position Statistics

Total Positions 158
New Positions 43
Increased Positions 84
Decreased Positions 66
Positions with Activity 150
Sold Out Positions 31
Total Mkt Value (in $ millions) 788

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.57%
Capital Goods 1.82%
Conglomerates 0.61%
Consumer Cyclical 4.81%
Consumer/Non-Cyclical 4.32%
Energy
Financial 15.7%
Healthcare 2.46%
Services 21.36%
Technology 37.47%
Transportation
Utilities

43 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
SPEED COMM INC COM 193 193 New 74,363
HOMESTREET INC COM 222 222 New 13,000
WCI CMNTYS INC COM PAR $0.01 265 265 New 13,881
EVANS BANCORP INC COM NEW 451 451 New 19,113
DIGITAL TURBINE INC COM NEW 474 474 New 169,915
WORLD ACCEP CORP DEL COM 552 552 New 6,900
AERCAP HOLDINGS NV SHS 610 610 New 15,000
ARES COML REAL ESTATE CORP COM 620 620 New 50,838
RAYMOND JAMES FINANCIAL INC COM 687 687 New 12,750
INVESCO MORTGAGE CAPITAL INC COM 745 745 New 47,538
ASSURED GUARANTY LTD COM 767 767 New 29,945
NEW HOME CO INC COM 776 776 New 55,774
RUCKUS WIRELESS INC COM 779 779 New 72,773
ZIONS BANCORPORATION COM 867 867 New 34,500
NMI HLDGS INC CL A 922 922 New 117,703
FIRST REP BK SAN FRANCISCO CAL COM 951 951 New 18,400
INTERCONTINENTAL EXCHANGE INC COM 1,051 1,051 New 4,825
FCB FINL HLDGS INC CL A 1,079 1,079 New 46,880
BNC BANCORP COM 1,094 1,094 New 66,303
HERITAGE FINL CORP WASH COM 1,112 1,112 New 69,143