HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 09/30/2014

Position Statistics

Total Positions 158
New Positions 43
Increased Positions 84
Decreased Positions 66
Positions with Activity 150
Sold Out Positions 31
Total Mkt Value (in $ millions) 781

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.18%
Capital Goods 1.86%
Conglomerates 0.54%
Consumer Cyclical 4.03%
Consumer/Non-Cyclical 4.51%
Energy
Financial 16.87%
Healthcare 2.43%
Services 21.25%
Technology 37.3%
Transportation
Utilities

43 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PDF SOLUTIONS INC COM 1,883 1,883 New 135,000
NIMBLE STORAGE INC COM 1,626 1,626 New 56,666
HERITAGE FINL CORP WASH COM 1,195 1,195 New 69,143
INPHI CORP COM 1,148 1,148 New 75,899
FCB FINL HLDGS INC CL A 1,146 1,146 New 46,880
BNC BANCORP COM 1,121 1,121 New 66,303
INTERCONTINENTAL EXCHANGE INC COM 1,069 1,069 New 4,825
NMI HLDGS INC CL A 1,062 1,062 New 117,703
ZIONS BANCORPORATION COM 979 979 New 34,500
FIRST REP BK SAN FRANCISCO CAL COM 960 960 New 18,400
RUCKUS WIRELESS INC COM 873 873 New 72,773
NEW HOME CO INC COM 795 795 New 55,774
INVESCO MORTGAGE CAPITAL INC COM 775 775 New 47,538
ASSURED GUARANTY LTD COM 765 765 New 29,945
RAYMOND JAMES FINANCIAL INC COM 723 723 New 12,750
ARES COML REAL ESTATE CORP COM 603 603 New 50,838
AERCAP HOLDINGS NV SHS 588 588 New 15,000
MANDALAY DIGITAL GROUP INC COM NEW 566 566 New 169,915
WORLD ACCEP CORP DEL COM 535 535 New 6,900
EVANS BANCORP INC COM NEW 443 443 New 19,113