HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 12/31/2013

Position Statistics

Total Positions 166
New Positions 38
Increased Positions 73
Decreased Positions 88
Positions with Activity 161
Sold Out Positions 42
Total Mkt Value (in $ millions) 659

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.76%
Capital Goods 2.3%
Conglomerates 0%
Consumer Cyclical 0.21%
Consumer/Non-Cyclical 5.96%
Energy
Financial 20.18%
Healthcare 0.72%
Services 12.84%
Technology 47.23%
Transportation
Utilities

73 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EZCHIP SEMICONDUCTOR LIMITED ORD 860 860 New 35,490
ENPHASE ENERGY INC COM 859 859 New 120,000
TRICO BANCSHARES COM 810 260 47.29 33,578
BNCCORP INC COM 788 194 32.75 58,418
NATIONSTAR MTG HLDGS INC COM 506 506 New 15,000
STONEGATE MTG CORP COM 478 478 New 35,584
AMERICAN APPAREL INC COM 355 25 7.69 700,000
CONTROL4 CORP COM 337 337 New 20,000
NOAH HLDGS LTD SPONSORED ADS 332 332 New 25,000
BLACKHAWK NETWORK HLDGS INC CL B 322 4 1.26 13,143
UNI PIXEL INC COM NEW 303 303 New 40,000
VOXELJET AG ADS 148 148 New 10,000
PARAMETRIC SOUND CORP COM NEW 116 116 New 10,000