HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 12/31/2013

Position Statistics

Total Positions 166
New Positions 38
Increased Positions 73
Decreased Positions 88
Positions with Activity 161
Sold Out Positions 42
Total Mkt Value (in $ millions) 669

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.66%
Capital Goods 2.3%
Conglomerates 0%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 5.85%
Energy
Financial 20.17%
Healthcare 0.71%
Services 12.71%
Technology 47.5%
Transportation
Utilities

73 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPANSION INC COM CL A NEW 5,818 5,818 New 312,120
CIFC CORP COM 5,320 86 1.65 702,810
OPPENHEIMER HLDGS INC CL A NON VTG 4,866 180 3.85 181,366
NORTH VALLEY BANCORP COM NEW 4,723 1,298 37.91 206,705
STATE STR CORP COM 4,576 200 4.57 69,834
GENWORTH FINL INC COM CL A 4,464 4,464 New 264,460
HIGHER ONE HLDGS INC COM 4,440 4,440 New 750,000
INVESTORS BANCORP INC COM 3,860 3,860 New 146,826
BUNGE LIMITED COM 3,772 401 11.91 47,000
POTASH CORP SASK INC COM 3,665 1,571 75 105,000
MILLENNIAL MEDIA INC COM 3,613 982 37.31 560,993
UBIQUITI NETWORKS INC COM 3,564 862 31.91 86,802
REGIONS FINL CORP NEW COM 3,538 709 25.06 346,135
BRIGGS & STRATTON CORP COM 3,453 3,453 New 155,000
ALTISOURCE PORTFOLIO SOLNS SA REG SHS 3,214 3,214 New 27,461
AGCO CORP COM 3,171 170 5.66 56,000
WESTERN DIGITAL CORP COM 3,136 816 35.16 34,441
LINDSAY CORP COM 2,743 2,743 New 31,000
SAFEWAY INC COM NEW 2,730 34 1.27 80,000
REDWOOD TR INC COM 2,529 2,529 New 121,300