HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 06/30/2014

Position Statistics

Total Positions 152
New Positions 19
Increased Positions 69
Decreased Positions 67
Positions with Activity 136
Sold Out Positions 36
Total Mkt Value (in $ millions) 795

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.7%
Capital Goods 1.47%
Conglomerates 0.03%
Consumer Cyclical 0%
Consumer/Non-Cyclical 5.6%
Energy
Financial 17.81%
Healthcare 1.25%
Services 21.6%
Technology 42.62%
Transportation
Utilities

136 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
22ND CENTY GROUP INC COM -350 Sold Out 0
ACCELERATE DIAGNOSTICS INC COM -1,114 Sold Out 0
ADTRAN INC COM -1,250 Sold Out 0
AGRIUM INC COM -2,839 Sold Out 0
ARLINGTON ASSET INVT CORP CL A NEW -1,444 Sold Out 0
BLACKBERRY LTD COM -5,345 Sold Out 0
BLUCORA INC COM -4,051 Sold Out 0
CHINA FIN ONLINE CO LTD SPONSORED ADR -3,023 Sold Out 0
COLUMBIA PPTY TR INC COM NEW -2,319 Sold Out 0
COMMVAULT SYSTEMS INC COM -1,259 Sold Out 0
DAQO NEW ENERGY CORP SPNSRD ADR NEW -531 Sold Out 0
DATAWATCH CORP COM NEW -1,055 Sold Out 0
DEMAND MEDIA INC COM NEW -18 Sold Out 0
ELLIE MAE INC COM -3,634 Sold Out 0
FINISAR CORP COM NEW -1,389 Sold Out 0
HIMAX TECHNOLOGIES INC SPONSORED ADR -1,248 Sold Out 0
LINEAR TECHNOLOGY CORP COM -1,539 Sold Out 0
MITEK SYS INC COM NEW -1,229 Sold Out 0
MONTAGE TECHNOLOGY GROUP LTD SHS -924 Sold Out 0
MVC CAPITAL INC COM -751 Sold Out 0