HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 12/31/2014

Position Statistics

Total Positions 156
New Positions 31
Increased Positions 80
Decreased Positions 70
Positions with Activity 150
Sold Out Positions 31
Total Mkt Value (in $ millions) 658

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.19%
Capital Goods 1.61%
Conglomerates 0.72%
Consumer Cyclical 0%
Consumer/Non-Cyclical 4.51%
Energy 1.66%
Financial 15.31%
Healthcare 2.55%
Services 22.63%
Technology 37.31%
Transportation
Utilities

150 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SEACOAST BKG CORP FLA COM NEW 767 767 New 54,778
METRO BANCORP INC PA COM 724 205 39.41 28,631
AMIRA NATURE FOODS LTD SHS 702 -1,003 (58.82) 70,000
EVANS BANCORP INC COM NEW 663 195 41.61 27,066
RUCKUS WIRELESS INC COM 591 -153 (20.6) 57,784
KCG HLDGS INC CL A 572 572 New 42,500
INVESCO MORTGAGE CAPITAL INC COM 546 -182 (25.03) 35,638
CONNS INC COM 533 533 New 17,150
GUARANTY BANCORP DEL COM NEW 509 -205 (28.7) 31,863
NEW HOME CO INC COM 420 -381 (47.52) 29,269
MEDLEY MGMT INC CL A COM 406 406 New 35,025
VERITEX HLDGS INC COM 382 382 New 26,334
TERRITORIAL BANCORP INC COM 367 367 New 15,780
BNC BANCORP COM 350 -879 (71.52) 18,882
HERITAGE OAKS BANCORP COM 342 155 82.51 45,000
SPHERE 3D CORP NEW COM 281 281 New 83,000
HERITAGE FINL CORP WASH COM 250 -909 (78.45) 14,904
NICHOLAS FINANCIAL INC COM NEW 229 229 New 18,174
ARC GROUP WORLDWIDE INC COM 95 -223 (70) 15,000
ABERCROMBIE & FITCH CO CL A -15,291 Sold Out 0