HARVEST CAPITAL STRATEGIES LLC Information

600 MONTGOMERY STREET, SAN FRANCISCO, California, 94111, (415) 835-3900

Report Date: 03/31/2016

Position Statistics

Total Positions 136
New Positions 29
Increased Positions 69
Decreased Positions 63
Positions with Activity 132
Sold Out Positions 24
Total Mkt Value (in $ millions) 524

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.66%
Capital Goods 1.22%
Conglomerates
Consumer Cyclical 1.23%
Consumer/Non-Cyclical 4.71%
Energy
Financial 21.18%
Healthcare 1.42%
Services 17.42%
Technology 30.04%
Transportation
Utilities

132 Activity Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENERGOUS CORP COM 1,132 -354 (23.83) 100,000
FLY LEASING LTD SPONSORED ADR 1,132 -1,658 (59.43) 108,719
INFINERA CORPORATION COM 1,096 1,096 New 100,000
BANK AMER CORP COM 1,069 1,069 New 82,250
AAC HLDGS INC COM 1,038 -7,781 (88.24) 50,000
DISCOVER FINL SVCS COM 1,024 129 14.47 19,777
VIAVI SOLUTIONS INC COM 1,022 1,022 New 152,287
NELNET INC CL A 1,019 -379 (27.12) 31,308
ESSENT GROUP LTD COM 995 495 98.89 49,075
NORTHSTAR ASSET MGMT GROUP INC COM 978 -37 (3.6) 90,962
INSTRUCTURE INC COM 922 922 New 50,000
FIVE9 INC COM 869 869 New 75,000
EVANS BANCORP INC COM NEW 833 -174 (17.26) 33,549
LEGACY TEX FINL GROUP INC COM 828 -12 (1.39) 31,853
SEACOAST BKG CORP FLA COM NEW 826 475 135.24 53,213
FIRST FNDTN INC COM 824 -313 (27.51) 40,047
CITIGROUP INC COM NEW 757 -986 (56.59) 18,773
STONEGATE BK FT LAUDERDALE FLA COM 734 -121 (14.18) 23,258
BLUEROCK RESIDENTIAL GRW REIT COM CL A 718 -365 (33.72) 57,875
NEOPHOTONICS CORP COM 702 702 New 75,000