HARTFORD FINANCIAL MANAGEMENT INC. Information

1 CONSTITUTION PLAZA FLOOR 9, HARTFORD, Connecticut, 06103-1816, (860) 241-0028

Report Date: 09/30/2014

Position Statistics

Total Positions 304
New Positions 13
Increased Positions 67
Decreased Positions 86
Positions with Activity 153
Sold Out Positions 17
Total Mkt Value (in $ millions) 164

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.04%
Capital Goods 4.77%
Conglomerates 0.02%
Consumer Cyclical 1.78%
Consumer/Non-Cyclical 7.09%
Energy 9.28%
Financial 19.54%
Healthcare 7.89%
Services 20.57%
Technology 14.02%
Transportation 3.9%
Utilities 4.68%

304 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST SOLAR INC COM 4 New 100
HSBC HLDGS PLC SPON ADR NEW 4 New 87
ISHARES TR U.S. BAS MTL ETF 4 New 51
AGILENT TECHNOLOGIES INC COM 4 New 100
SIERRA WIRELESS INC COM 4 4 New 90
CYTEC INDS INC COM 4 New 84
BANK NEW YORK MELLON CORP COM 3 New 88
BDCA VENTURE INC COM 3 1.23 661
RCS CAP CORP COM CL A 3 1 303
PEABODY ENERGY CORP COM 3 -6 (66.78) 400
ORION ENERGY SYSTEMS INC COM 3 New 570
HELMERICH & PAYNE INC COM 3 New 50
ISHARES TR NASDQ BIOTEC ETF 3 New 10
HASBRO INC COM 3 New 50
NEXTERA ENERGY INC COM 3 New 28
SAP SE SPON ADR 3 New 40
PARKER HANNIFIN CORP COM 2 New 20
IAC INTERACTIVECORP COM PAR $.001 2 New 40
EXONE CO COM 2 New 150
VIRTUS INVT PARTNERS INC COM 2 New 14