HARBERT MANAGEMENT CORP Information

2100 THIRD AVENUE NORTH, BIRMINGHAM, Alabama, 35203, (205) 987-5500

Report Date: 03/31/2013

Position Statistics:

Total Positions 26
New Positions 4
Increased Positions 6
Decreased Positions 15
Positions with Activity 21
Sold Out Positions 5
Total Mkt Value
(in $ millions)
142

Sector Weighting

Basic Materials
Capital Goods 6.63%
Conglomerates 2.03%
Consumer Cyclical 3.1%
Consumer/Non-Cyclical 15.39%
Energy 8.67%
Financial 36.49%
Healthcare 13.29%
Services 3.06%
Technology 11.35%
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

26 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
DEAN FOODS CO NEW COM 15,461 4,529 41.42 775,000
SAFETY INS GROUP INC COM 10,440 -3,080 (22.78) 200,000
SANOFI SPONSORED ADR 9,634 New 175,000
EXELIS INC COM 9,385 -500 (5.06) 807,000
LOEWS CORP COM 9,278 New 200,000
AMERICAN INTL GROUP INC COM NEW 8,862 2,216 33.33 200,000
MARATHON OIL CORP COM 8,848 New 250,000
CISCO SYS INC COM 8,519 -817 (8.75) 365,000
PLATINUM UNDERWRITER HLDGS LTD COM 7,730 -4,008 (34.15) 135,000
CAREFUSION CORP COM 7,688 -3,417 (30.77) 225,000
WESTERN DIGITAL CORP COM 7,550 -3,020 (28.57) 125,000
TYSON FOODS INC CL A 6,328 -1,392 (18.03) 250,000
ISHARES TR RUSSELL 2000 5,867 5,867 New 60,000
AMERICAN INTL GROUP INC WT EXP 011921 5,490 5,490 New 300,000
DELPHI AUTOMOTIVE PLC SHS 4,389 -488 (10) 90,000
INTERPUBLIC GROUP COS INC COM 4,332 -722 (14.29) 300,000
CIT GROUP INC COM NEW 4,013 -4,905 (55) 90,000
HESS CORP COM 3,429 3,429 New 50,000
ENGILITY HLDGS INC COM 2,878 2,878 New 117,336
SANOFI CONTGNT VAL RT 860 New 500,000

Latest News Headlines

U.S., U.K. Central Bankers Say Bank Rules Too Complex    6:45AM ET  - Dow Jones Business News

ExxonMobil Interested in Papua New Guinea Gas Assets    6:05AM ET  - Dow Jones Business News

JA Solar to Hold Annual General Meeting on June 28, 2013    6:00AM ET  - GlobeNewswire

UPDATE: Patent Battle Between Nokia and HTC Heats Up    5:37AM ET  - Dow Jones Business News

UPDATE: Exxon, InterOil in Talks Over Papua New Guinea Gas Assets    5:31AM ET  - Dow Jones Business News

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